Regulation · United States · Diting Lab

Final rule requiring pharmacy benefit managers to disclose their fees

2026-11-02T00:00:00+09:00

Improving Transparency Into Pharmacy Benefit Manager Fee Disclosure Federal Register · Nov 2, 2026 · Rule · Effective Jan 4, 2027The Department of Labor issues a final rule requiring pharmacy benefit managers and affiliated brokerage and consulting providers to disclose their compensation to fiduciaries of large, self-insured group health plans under ERISA section 408(b)(2). The disclosures let fiduciaries assess whether service contracts and the providers' compensation are reasonable. The rule takes effect January 4, 2027 and applies to plan years beginning on or after July 1, 2027. The archived text and attachments run to about 763,122 characters; the summary is based only on the first 12,000. Check the original.

Proposed FCC update to ultra-wideband device rules for modern uses

2026-11-02T00:00:00+09:00

Unleashing the Power of Unlicensed Ultra-Wideband Devices; Petition of Robert Bosch LLC for Amendment of the Part 15 Subpart F Ultra-Wideband Rules; and Petition of Alliance for Automative Innovation et al. To Amend Part 15 of the FCC's Rules To Permit the Operation of Certain Ultra-Wideband Devices Federal Register · Nov 2, 2026 · Draft / consultation · Comments close Jan 4, 2027The Federal Communications Commission proposes updating its rules for ultra-wideband (UWB) devices, which were first adopted in 2002. UWB is now widely used for tracking, automation, precision location, health monitoring, and public safety. Because the existing rules have not kept pace, the FCC has received a growing number of waiver requests for modern devices. The proposal aims to add flexibility and protect incumbent federal and non-federal spectrum users. The archived text and attachments run to about 105,977 characters; the summary is based only on the first 12,000. Check the original.

SEC grants relief from Treasury clearing rules for some inter-affiliate and non-U.S. repo deals

2026-10-31T00:00:00+09:00

SEC Issues Exemptive Relief from Treasury Clearing Requirements for Certain Inter-Affiliate and Non-U.S. Repo Transactions SEC · Oct 31, 2026 · RuleThe SEC issued an exemptive order excluding certain repo transactions with non-U.S. counterparties, and repos between a Treasury clearing agency's direct participant and certain affiliates, from the definition of eligible secondary market transactions. The order follows public comment and requests from industry groups.Relief is subject to specified limits and conditions. The archived text and attachments run to about 48,493 characters; the summary is based only on the first 12,000. Check the original.

Bisignano donates $250 to Brooklyn children's Trump Accounts

2026-10-31T06:06:56+09:00

Frank Bisignano donates to Trump Accounts for children in Brooklyn, NY IRS · Added Oct 30, 2026 · SpeechIRS and Social Security leader Frank Bisignano announced that his family fund will give $250 to every child aged two to eight in Brooklyn zip code 11234. The money goes into each child's Trump Account, invested in a fund tracking top U.S. companies. Trump Accounts are long-term savings investment accounts that grow with the U.S. economy, and parents must activate them before family, friends, or employers can contribute.

EPA Proposes Revisions to Oil and Gas Emission Standards and Rescission of Super Emitter Program

2026-10-29T00:00:00+09:00

Additional Reconsideration Standards of Performance for New, Reconstructed, and Modified Sources and Emissions Guidelines for Existing Sources: Oil and Natural Gas Sector Climate Review Federal Register · Oct 29, 2026 · Draft / consultation · Comments close Dec 16, 2026The EPA proposes amendments to the New Source Performance Standards and Emission Guidelines for the oil and natural gas sector, responding to reconsideration petitions on its March 2024 rule. The proposal would rescind the Super Emitter Program and revise requirements for well sites, liquids unloading, pumps, fugitive emissions, and storage vessels. Comments are due December 16, 2026, and a virtual public hearing is scheduled for November 13, 2026. The archived text and attachments run to about 708,195 characters; the summary is based only on the first 12,000. Check the original.

US Rule Updating 2027 Payment System for End-Stage Renal Disease Dialysis and Acute Kidney Injury

2026-10-30T00:00:00+09:00

Medicare Program; CY 2027 Changes to the End-Stage Renal Disease (ESRD) Prospective Payment System, Acute Kidney Injury (AKI) Dialysis Payment, and ESRD Quality Incentive Program Federal Register · Oct 30, 2026 · Rule · Effective Jan 1, 2027The Centers for Medicare & Medicaid Services issued a final rule for calendar year 2027 updating the End-Stage Renal Disease (ESRD) Prospective Payment System, payment for dialysis for acute kidney injury, and the ESRD Quality Incentive Program. The rule adds phosphate binders to the ESRD base rate, raising it from $281.71 in 2026 to $297.52 in 2027. It also updates the wage index, outlier policy, and related add-on payment adjustments. The archived text and attachments run to about 784,989 characters; the summary is based only on the first 12,000. Check the original.

Proposed amendments to rules on cross trading by investment companies

2026-10-15T00:00:00+09:00

Investment Company Cross Trading Federal Register · Oct 15, 2026 · Draft / consultation · Comments close Dec 14, 2026The SEC proposes amending Rule 17a-7 under the Investment Company Act to expand the securities eligible for cross trades between registered funds and certain affiliates and to modernize its conditions for investor protection. It also proposes aggregated reporting of trading activity and cross trades in Forms N-PORT and N-MFP. Comments are due December 14, 2026. The archived text and attachments run to about 448,414 characters; the summary is based only on the first 12,000. Check the original. 1 later passages mentioning crypto assets were also used to judge the topic.

Adviser and Regulated Fund Custody Rules; Crypto Custody Rules: SEC Proposal on Custody of Crypto Assets

2026-10-06T00:00:00+09:00

Adviser and Regulated Fund Custody Rules; Crypto Custody Rules Federal Register · Oct 6, 2026 · Draft / consultation · Crypto · Comments close Dec 7, 2026Topic evidence: 「to address how regulated investment companies may custody crypto securities and similar investments」 The Securities and Exchange Commission proposes new custody rules for regulated investment companies to hold crypto securities and similar investments, along with related reporting and recordkeeping amendments. It also proposes amendments to the Advisers Act custody rule for registered investment advisers holding client crypto funds, plus modernization changes and new questions on Form ADV and Form N-CEN. Comments are due December 7, 2026.[EOF] The archived text and attachments run to about 1,572,319 characters; the summary is based only on the first 12,000. Check the original. 5 later passages mentioning crypto assets were also used to judge the topic.

Two firms charged in $130 million fraud using false SEC filings to appear legitimate

2026-10-30T00:00:00+09:00

Two Entities Charged in $130 Million Fraud Scheme That Used False SEC Filings to Boost Investor Confidence SEC · Oct 30, 2026 · Enforcement · CryptoTopic evidence: 「for crypto asset trading. In addition, BG Wealth claimed to be the world's largest hedge fund」 The SEC charged BG Wealth Sharing Ltd and DSJ Exchange Pty Ltd, two foreign-operated firms incorporated in Colorado, with fraud. They allegedly filed false Form ADV and Form D documents to appear licensed, then raised over $130 million from tens of thousands of retail investors through a purported wealth-sharing program tied to crypto trading signals. The complaint seeks permanent injunctions, disgorgement, and civil penalties. The archived text and attachments run to about 43,500 characters; the summary is based only on the first 12,000. Check the original. 5 later passages mentioning crypto assets were also used to judge the topic.

IRS fiscal 2026 results: record tax collections, faster refunds and expanded digital services

2026-10-30T05:48:12+09:00

IRS achieved historic performance in 2026 for American taxpayers, efficiently delivering new tax benefits to working families IRS · Added Oct 30, 2026 · ReportThe IRS announced its fiscal year 2026 results, reporting record tax collections of $5.6 trillion, up nearly 5 percent from the previous year. Total refunds and average refunds both increased, with about 90 percent of electronic filers receiving refunds in less than 21 days. The release also covers growth in digital service use, about $38 billion in revenue protected from identity theft refund fraud, and progress on Trump Accounts for children.

CFTC Interim Final Rule Excludes Casino-Style Gambling From the Swap Definition

2026-10-10T00:00:00+09:00

CFTC Issues Interim Final Rule Excluding Certain Activity from the Definition of Swap CFTC · Oct 10, 2026 · RuleThe Commodity Futures Trading Commission issued an interim final rule stating that casino-style gambling products, including sportsbook and casino game wagers, are excluded from the definition of "swap." The rule codifies the agency's longstanding position. It takes effect upon publication in the Federal Register, and written comments are due within 30 days via Regulations.gov.

Correction to OCC notice on information collection for applications to issue payment stablecoins under the GENIUS Act

2026-10-29T00:00:00+09:00

Agency Information Collection Activities: Proposed Information Collection; Submission for OMB Review; Applications for Licensing or Registration To Issue Payment Stablecoins Under the GENIUS Act; Correction Federal Register · Oct 29, 2026 · Draft / consultation · Crypto · Comments close Nov 23, 2026Topic evidence: 「Applications for Licensing or Registration to Issue Payment Stablecoins Under the GENIUS Act」 The Office of the Comptroller of the Currency issued a notice seeking comment on a new information collection for applications to license or register to issue payment stablecoins under the GENIUS Act. This correction fixes a typographical error in the Act's effective date, changing January 18, 2026 to January 18, 2027. Comments must be received by November 23, 2026. The archived text and attachments run to about 13,618 characters; the summary is based only on the first 12,000. Check the original.

Order granting temporary clearing agency registration to Cboe Clear U.S., LLC

2026-10-27T00:00:00+09:00

Cboe Clear U.S., LLC; Order Granting an Application, as Amended, for Temporary Registration as a Clearing Agency Under Section 17A of the Securities Exchange Act of 1934 Federal Register · Oct 27, 2026The SEC granted Cboe Clear U.S., LLC's application for temporary registration as a clearing agency, allowing it to provide central counterparty clearing for binary options that are securities. The order exempts the firm from certain requirements for 18 months. It also addresses one comment letter and CCUS's response. The archived text and attachments run to about 151,440 characters; the summary is based only on the first 12,000. Check the original.

Cboe EDGA Exchange proposed rule change updating the definition of “Trading Platform” in its fee schedule (SEC notice, October 26, 2026)

2026-10-26T00:00:00+09:00

Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Update the Definition of Trading Platform Federal Register · Oct 26, 2026Cboe EDGA Exchange filed with the SEC a proposal to amend the definition of “Trading Platform” in its fee schedule. Beyond the three existing categories of national exchange, alternative trading system, and electronic communications network, it adds a functional category covering any other system through which non-operator orders are systematically executed electronically. Listed examples include broker crossing systems not filed as ATSs, systematic internalization systems, and decentralized blockchain-based or tokenized environments. The archived text and attachments run to about 21,838 characters; the summary is based only on the first 12,000. Check the original. 2 later passages mentioning crypto assets were also used to judge the topic.

Notice of a Cboe BYX Exchange rule change to update the definition of “Trading Platform” in its fee schedule

2026-10-26T00:00:00+09:00

Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Update the Definition of Trading Platform Federal Register · Oct 26, 2026The SEC published notice of a proposed rule change by Cboe BYX Exchange to amend the definition of “Trading Platform” in its fee schedule. The change adds a functional category covering any system through which third-party orders are systematically executed electronically, with decentralized blockchain-based or tokenized environments given as non-exhaustive examples. The exchange says the aim is more consistent treatment of functionally equivalent execution venues. The commission waived the 30-day operative delay, so the change is effective upon filing. The archived text and attachments run to about 22,150 characters; the summary is based only on the first 12,000. Check the original. 2 later passages mentioning crypto assets were also used to judge the topic.

SEC approves OCC change to how clearing fund deposits are allocated among members

2026-10-06T00:00:00+09:00

Self-Regulatory Organizations; The Options Clearing Corporation; Order Setting Aside Action by Delegated Authority and Approving Proposed Rule Change, as Modified by Partial Amendment No. 1, by The Options Clearing Corporation Concerning Methodology To Allocate Clearing Fund Deposit Requirements Among Its Clearing Members To Better Align the Allocation With the Sizing of the Clearing Fund so Stress Based Risk is Fairly Allotted to Market Participants That Expose OCC to Such Stress Risk Federal Register · Oct 6, 2026The Securities and Exchange Commission set aside a delegated-authority order and approved Options Clearing Corporation's proposed rule change SR-OCC-2025-018 after de novo review. The change alters how Clearing Members' clearing fund deposit requirements are allocated so the allocation aligns with the sizing of the clearing fund. The aim is to fairly allot stress-based risk to market participants that expose OCC to that risk. Fidelity Investments had petitioned for review of the delegated order. The archived text and attachments run to about 104,644 characters; the summary is based only on the first 12,000. Check the original.

Texas Stock Exchange proposes listing fees for exchange-traded products and daily stipends for lead market makers

2026-10-01T00:00:00+09:00

Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Listing Fees for Exchange Traded Products and Performance Standards and Daily Stipends Paid by the Exchange for Its Lead Market Maker Program Federal Register · Oct 1, 2026The SEC notice describes a rule change filed by the Texas Stock Exchange to adopt three tiers of listing fees for exchange-traded products and three tiers of minimum performance standards for lead market makers. Lead market makers that meet these standards would receive daily stipends paid directly by the exchange. The filing argues that current low listing fees do not cover the cost of providing liquidity for many newer, harder-to-trade ETPs. The archived text and attachments run to about 56,781 characters; the summary is based only on the first 12,000. Check the original.

Cboe BZX proposes rules to list options on crypto-holding commodity trusts and ETFs under generic criteria

2026-10-16T00:00:00+09:00

Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.3 and Rule 19.4 To Establish Generic Listing Criteria and Continued Listing Standards for Options on Commodity-Based Trusts Holding Multiple Crypto Assets and To Permit the Listing of Options on Exchange-Traded Funds Federal Register · Oct 16, 2026 · CryptoTopic evidence: 「Cboe Options adopted Rules 4.3.06(a)(6) and 4.4.06(c) to establish initial and continued generic listing criteria for options on commodity-based trusts holding multiple crypto assets.」 Cboe BZX Exchange filed a proposed rule change with the SEC to amend Rules 19.3 and 19.4. It would set generic listing and continued listing standards for options on commodity-based trusts holding multiple crypto assets, and permit options on exchange-traded funds as defined in Rule 6c-11. The rules are substantively identical to those already approved for its affiliate Cboe Options. The filing was made as non-controversial and became immediately effective. The archived text and attachments run to about 37,770 characters; the summary is based only on the first 12,000. Check the original. 5 later passages mentioning crypto assets were also used to judge the topic.

SEC notice of IEX rule change establishing listing and withdrawal standards for options on crypto-asset commodity-based trusts and amending position and exercise limits for IBIT options

2026-10-07T00:00:00+09:00

Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Listing Standards and Withdrawal Criteria for Options on Commodity-Based Trusts Holding a Single Crypto Asset or Multiple Crypto Assets and To Amend Rules Regarding Position and Exercise Limits for Options on iShares Bitcoin Trust ETF Federal Register · Oct 7, 2026 · CryptoTopic evidence: 「to establish listing criteria and withdrawal standards for options on commodity-based trusts that hold a single crypto asset or multiple crypto assets」 The SEC published notice of a rule change filed by Investors Exchange LLC (IEX). The change sets listing criteria and withdrawal standards for options on commodity-based trusts holding one or more crypto assets, and amends position and exercise limits for options on the iShares Bitcoin Trust ETF (IBIT). The rule change became effective upon filing, and comments are due by October 27, 2026. The archived text and attachments run to about 97,864 characters; the summary is based only on the first 12,000. Check the original. 5 later passages mentioning crypto assets were also used to judge the topic.

SEC approves Cboe rule allowing binary options on issuers' key performance indicators

2026-10-16T00:00:00+09:00

Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Permit the Listing of Binary Options Overlying Key Performance Indicators Reported by Certain Issuers of Stock Federal Register · Oct 16, 2026The SEC published a notice and order approving Cboe Exchange's rule change to list binary options on key performance indicators reported by certain stock issuers in earnings-related filings. These are European-style, cash-settled options. Payout depends on whether the reported KPI meets or exceeds a pre-set strike level, not on the stock price. The archived text and attachments run to about 273,439 characters; the summary is based only on the first 12,000. Check the original. 4 later passages mentioning crypto assets were also used to judge the topic.

Publication of Venezuela Sanctions Regulations web general licenses 46D, 47B, 48C, 50C, 51C, 52B, 54B and 61A

2026-09-30T00:00:00+09:00

Publication of Venezuela Sanctions Regulations Web General Licenses 46D, 47B, 48C, 50C, 51C, 52B, 54B, and 61A Federal Register · Sep 30, 2026 · RuleThe Treasury Department's Office of Foreign Assets Control (OFAC) published eight general licenses issued under the Venezuela Sanctions Regulations, which were previously posted on its website. General License 46D authorizes certain transactions involving Venezuelan-origin oil and petrochemical products, subject to conditions on payments, dispute resolution and reporting, and replaces GL 46C. The archived text and attachments run to about 60,127 characters; the summary is based only on the first 12,000. Check the original.

SEC proposes expanding securities eligible for cross trading by registered funds

2026-10-09T00:00:00+09:00

SEC Proposes Expanding Securities Eligible for Cross Trading by Registered Funds SEC · Oct 9, 2026 · Draft / consultationThe SEC proposed amendments to Rule 17a-7 under the Investment Company Act, which governs cross trades between registered funds and certain affiliates. The proposal would expand eligible securities, including most fixed-income securities, and modernize pricing and oversight conditions. It would also require aggregated reporting of trading activity and cross trades on Forms N-PORT and N-MFP. The archived text and attachments run to about 450,965 characters; the summary is based only on the first 12,000. Check the original. 1 later passages mentioning crypto assets were also used to judge the topic.

Cboe BZX proposes broadening its fee schedule definition of “Trading Platform”

2026-10-26T00:00:00+09:00

Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Update the Definition of Trading Platform Federal Register · Oct 26, 2026 · Draft / consultationCboe BZX Exchange filed a proposed rule change to amend the definition of “Trading Platform” in its fee schedule. The amendment adds a functional, use-based category covering any system or platform through which orders of persons other than the operator are systematically executed electronically. Listed non-exhaustive examples include broker crossing systems not filed as ATSs, systematic internalization systems, and decentralized blockchain-based or tokenized environments. The archived text and attachments run to about 22,694 characters; the summary is based only on the first 12,000. Check the original. 1 later passages mentioning crypto assets were also used to judge the topic.

NCUA proposes revising Call Report Form 5300 and seeks public comment

2026-10-09T00:00:00+09:00

Proposed Agency Information Collection Activities; Comment Request Federal Register · Oct 9, 2026 · Draft / consultation · Crypto · Comments close Dec 8, 2026Topic evidence: 「Revisions include the collection of data on a credit union’s involvement with payment stablecoin activities.」 The National Credit Union Administration proposes revising the NCUA Form 5300 Call Report and its instructions and requests public comment. The revision adds a new Schedule J, Payment Stablecoin Activities, to collect data on credit unions' involvement with payment stablecoins. The proposed changes would take effect with the March 31, 2027 report date. Comments are due by December 8, 2026. The archived text and attachments run to about 12,797 characters; the summary is based only on the first 12,000. Check the original.

Advance Notice on Rules for Crypto Asset Transactions and Markets

2026-10-13T00:00:00+09:00

Regulation Crypto Asset Transactions and Regulation Crypto Asset Markets Federal Register · Oct 13, 2026 · Draft / consultation · Crypto · Comments close Dec 14, 2026Topic evidence: 「Regulation Crypto Asset Transactions and Regulation Crypto Asset Markets」 The Commodity Futures Trading Commission issued an advance notice of proposed rulemaking seeking public comment on how Section 2(c)(2)(D) of the Commodity Exchange Act applies to crypto asset transactions and markets. The Commission intends to develop fit-for-purpose rules for retail commodity transactions involving crypto assets, which would be conducted on designated contract markets. The notice says the absence of rules has left market participants uncertain about compliance, with retail users relying mainly on state protections. Comments are due December 14, 2026. The archived text and attachments run to about 270,711 characters; the summary is based only on the first 12,000. Check the original. 5 later passages mentioning crypto assets were also used to judge the topic.

Further Definition of “Swap”: Inclusion of Event Contracts (CFTC Proposed Rule)

2026-10-19T00:00:00+09:00

Further Definition of “Swap”-Inclusions Federal Register · Oct 19, 2026 · Draft / consultation · Comments close Nov 18, 2026The Commodity Futures Trading Commission (CFTC) proposes to further define the term “swap” so that it explicitly covers event contracts, including those based on sports, political, cultural, and weather-related events. This is a notice of proposed rulemaking open for public comment until November 18, 2026. Later parts of the document mention some crypto-related background, but the subject is not crypto assets. The archived text and attachments run to about 99,184 characters; the summary is based only on the first 12,000. Check the original. 2 later passages mentioning crypto assets were also used to judge the topic.

OCC notice seeks comment on reporting forms for permitted payment stablecoin issuers

2026-10-23T00:00:00+09:00

Agency Information Collection Activities: Proposed Information Collection; Submission for OMB Review; Reporting Forms and Instructions for Permitted Payment Stablecoin Issuers Subject to the Jurisdiction of the Office of the Comptroller of the Currency Federal Register · Oct 23, 2026 · Draft / consultation · Crypto · Comments close Nov 23, 2026Topic evidence: 「the OCC is proposing a new information collection titled ‘‘Reporting Forms and Instructions for Permitted Payment Stablecoin Issuers Subject to the Jurisdiction of the Office of the Comptroller of the」 The Office of the Comptroller of the Currency seeks public comment on new weekly and quarterly reporting forms (PS-01 and PS-02) and instructions for permitted payment stablecoin issuers and foreign payment stablecoin issuers, and requests a new OMB control number. The forms support compliance with the GENIUS Act final rule, OCC supervision, and transparency of issuers' financial condition. The notice also responds to comments on reporting format, coordination with other federal regulators, and data standards. The archived text and attachments run to about 184,826 characters; the summary is based only on the first 12,000. Check the original. 5 later passages mentioning crypto assets were also used to judge the topic.

Implementing the GENIUS Act for stablecoin issuance by OCC-supervised entities: final rule

2026-10-23T00:00:00+09:00

Implementing the Guiding and Establishing National Innovation for U.S. Stablecoins Act for the Issuance of Stablecoins by Entities Subject to the Jurisdiction of the Office of the Comptroller of the Currency Federal Register · Oct 23, 2026 · Rule · Crypto · Effective Jan 18, 2027Topic evidence: 「Stablecoins are digital assets, i.e., digital representations of value recorded on a cryptographically secured distributed ledger」 The Office of the Comptroller of the Currency issued a final rule implementing the GENIUS Act for payment stablecoin issuance and related activities by entities under its jurisdiction. The rule takes effect January 18, 2027, and responds to roughly 328 public comments. It covers reserve asset management, redemption, and capital requirements, and denies two related petitions. The archived text and attachments run to about 1,538,763 characters; the summary is based only on the first 12,000. Check the original. 5 later passages mentioning crypto assets were also used to judge the topic.

Treasury notice seeking OMB review and public comment on information returns and related tax forms

2026-10-23T00:00:00+09:00

Agency Information Collection Activities; Submission for OMB Review; Comment Request; U.S. Information Returns and Related Forms, Schedules, Attachments, and Published Guidance Federal Register · Oct 23, 2026 · Draft / consultation · Crypto · Comments close Nov 23, 2026Topic evidence: 「1099–DA ...................................... Digital Asset Proceeds From Broker Transactions」 The U.S. Treasury Department submits to OMB a combined information collection covering 51 information return forms and their schedules. The notice explains that the IRS now estimates burden with the RAAS Taxpayer Burden Model rather than form-by-form. The list includes Form 1099-DA on digital asset proceeds from broker transactions. Comments are due November 23, 2026. The archived text and attachments run to about 35,355 characters; the summary is based only on the first 12,000. Check the original. 1 later passages mentioning crypto assets were also used to judge the topic.

CFTC to hold roundtable on 24/7 trading on December 15

2026-10-28T00:00:00+09:00

CFTC to Host Roundtable on 24/7 Trading CFTC · Oct 28, 2026 · MeetingThe U.S. Commodity Futures Trading Commission announced it will host an industry roundtable on December 15 to discuss whether derivatives markets can move to 24/7 trading. Topics include overnight trading, tokenization, infrastructure and staffing, and operational readiness. The event is open to the public and will be livestreamed on CFTC.gov.

NCUA Draft 2027–2028 Budget Notice

2026-10-28T00:00:00+09:00

NCUA Draft 2027-2028 Budget Federal Register · Oct 28, 2026 · ReportThe National Credit Union Administration publishes its draft 2027–2028 detailed business-type budget for public review as required by federal law. The draft covers the Operating Budget, Capital Budget, and Share Insurance Fund Administrative Budget. A public budget hearing is scheduled for November 17, 2026, and written comments are accepted through November 30, 2026. The archived text and attachments run to about 51,830 characters; the summary is based only on the first 12,000. Check the original. 3 later passages mentioning crypto assets were also used to judge the topic.

Recap of the 2026 Agricultural Commodity Futures Conference (AgCon 2026) co-hosted by the CFTC and Kansas State University

2026-10-27T00:00:00+09:00

ICYMI: Agricultural Leaders and Market Participants Join CFTC Chairman Selig in Overland Park, Kansas for AgCon 2026 CFTC · Oct 27, 2026 · ReportCFTC Chairman Michael S. Selig and Kansas State University's Risk Management Center co-hosted a two-day agricultural commodity futures conference in Overland Park, Kansas, in late October 2026. Discussions covered the agricultural economy, derivatives market developments, and risk management tools used by farmers, including agricultural credit, prediction markets, event contracts, 24/7 trading, and tokenized collateral.

CFTC sues Utah to block state enforcement against its registered markets

2026-10-27T00:00:00+09:00

CFTC Sues to Block State Enforcement in Utah Amid Ongoing Efforts to Preserve Jurisdiction CFTC · Oct 27, 2026 · EnforcementThe Commodity Futures Trading Commission (CFTC) has sued Utah to stop the state from using state laws to shut down CFTC-registered contract markets. Utah had earlier filed civil enforcement actions in state court against CFTC-regulated markets and other businesses. CFTC Chairman Michael S. Selig said event contracts serve hedging and investment purposes and also inform the public about future outcomes, and the agency will defend its exclusive jurisdiction over commodity derivatives.

CFTC to publish Commitments of Traders report twice a week

2026-10-27T00:00:00+09:00

CFTC Announces Semiweekly Publication of the COT Report CFTC · Oct 27, 2026CFTC Chairman Michael S. Selig announced plans to raise the publication frequency of the Commitments of Traders (COT) Report from once to twice a week by the end of 2026. Monday data will be published Wednesday and Wednesday data Friday, both at 3:30 p.m. ET, reducing reporting latency from three days to two. The change follows a Request for Comment and aims to give market participants more timely information on agricultural market positions.

Notice of regulatory waivers granted in the first quarter of 2026

2026-10-27T00:00:00+09:00

Notice of Regulatory Waiver Requests Granted for the First Quarter of Calendar Year 2026 Federal Register · Oct 27, 2026 · ReportThe U.S. Department of Housing and Urban Development publishes a quarterly list of regulatory waivers it approved between January 1 and March 31, 2026, as required by section 106 of the HUD Reform Act of 1989. The appendix groups the waivers by HUD program office and includes a waiver for Tennessee's CDBG–DR disaster recovery funds, applying the Universal Notice in place of earlier allocation requirements. The archived text and attachments run to about 107,834 characters; the summary is based only on the first 12,000. Check the original.

Notice establishing a DoD advisory council on health and human performance optimization

2026-10-27T00:00:00+09:00

Establishment of Federal Advisory Committees-Advisory Council on Health and Human Performance Optimization Federal Register · Oct 27, 2026 · MeetingThe Department of Defense (referred to in the notice as the Department of War) announces the establishment of the Advisory Council on Health and Human Performance Optimization as a discretionary federal advisory committee. The council is intended to provide independent advice on warfighter health and performance, with members drawn from fields such as nutrition, neurology, and psychiatry. Members serve without compensation apart from travel and per diem reimbursement. The archived text and attachments run to about 14,305 characters; the summary is based only on the first 12,000. Check the original.

CFTC Obtains Court Order Requiring Louisiana Man and Arkansas Woman to Pay Over $31 Million in Digital Assets and Precious Metals Fraud Case

2026-09-30T00:00:00+09:00

CFTC Secures Court Order Directing Louisiana Man and Arkansas Woman to Pay Over $31 Million for Digital Assets, Precious Metals Fraud CFTC · Sep 30, 2026 · Enforcement · CryptoTopic evidence: 「a digital assets and precious metals fraud involving the unincorporated Fundsz entity and its website」 The summary in this language did not pass the date and amount checks, so it is withheld. Check the original.

CFTC Secures Federal Court Orders Requiring Former Long Island Resident and His Firm to Pay Over $288 Million for Operating a Commodity Pool Ponzi Scheme

2026-10-19T00:00:00+09:00

CFTC Secures Federal Court Orders Requiring Former Long Island Resident and His Firm to Pay Over $288 Million for Operating a Commodity Pool Ponzi Scheme CFTC · Oct 19, 2026 · Enforcement · CryptoTopic evidence: 「the defendants held themselves out as an investment club providing investors with an affordable solution that offered easy access to cryptocurrency and Forex trading」 The CFTC announced that a federal court in the Southern District of New York ordered Eddy Alexandre and his firm EminiFX Inc. to pay about $228.6 million in restitution, $15 million in disgorgement, and a $45.1 million penalty. The court found EminiFX was a Ponzi scheme that marketed easy access to cryptocurrency and Forex trading. As of July 2026, over $98 million had been returned to more than 28,000 investors. Alexandre is serving a nine-year prison sentence in a parallel criminal case.

CFTC wins court order requiring Louisiana man and his companies to pay over $9 million in forex fraud case

2026-10-21T00:00:00+09:00

CFTC Secures Court Order Directing Louisiana Man and His Companies to Pay Over $9 Million in Forex Fraud CFTC · Oct 21, 2026 · EnforcementThe U.S. Commodity Futures Trading Commission announced that the U.S. District Court for the Eastern District of Louisiana entered a default judgment against Michael B. DePetrillo, Meteor LLC, and NOLA FX Capital Management LLC over a fraudulent retail forex scheme. The court found they misappropriated more than $3 million from participants and ordered a $9,211,492 civil monetary penalty, along with permanent injunctions and trading and registration bans.

CFTC and NBA Sign MOU to Protect Basketball Integrity in Prediction Markets

2026-10-26T00:00:00+09:00

CFTC and National Basketball Association Sign MOU to Protect Integrity in Professional Basketball CFTC · Oct 26, 2026The Commodity Futures Trading Commission and the National Basketball Association signed a memorandum of understanding to protect the integrity of professional basketball in prediction markets. Under the agreement, the two organizations will share information by regularly communicating about integrity matters and maintaining fair and transparent markets. CFTC Chairman Michael S. Selig said the NBA joins MLB and NHL in taking steps against abuses such as insider trading and fraud.

Treasury and IRS propose rules letting farmland sellers pay tax in installments

2026-09-28T00:00:00+09:00

Treasury, IRS issue proposed regulations on installment payments for tax on certain farmland sales IRS · Sep 28, 2026 · Draft / consultationThe Treasury and IRS issued proposed regulations for taxpayers who sell qualifying farmland to qualified farmers and elect to pay the tax on the gain in four equal annual installments. Under Section 1062 of the Internal Revenue Code, eligible taxpayers can spread payment of the tax from certain farmland sales over four years. Comments are due by November 30, 2026.

IRS extends tax filing and payment deadlines to Sept. 30, 2027 for taxpayers affected by Israel events

2026-09-30T00:00:00+09:00

IRS announces new relief for eligible taxpayers affected by ongoing events in Israel: due dates for eligible returns and payments may be postponed to Sept. 30, 2027; additional relief may be available IRS · Sep 30, 2026 · GuidanceThe IRS issued Notice 2026-63, postponing a range of federal tax filing, payment and other time-sensitive deadlines falling between Sept. 30, 2026 and Sept. 30, 2027 until Sept. 30, 2027, citing the ongoing conflict in Israel. Affected individuals and businesses with a principal residence or place of business in Israel, the West Bank or Gaza qualify. The notice overlaps with earlier Notices 2023-71, 2024-72 and 2025-53 and applies to eligible taxpayers. The archived text and attachments run to about 29,400 characters; the summary is based only on the first 12,000. Check the original.

IRS seeks volunteers and community partners for free tax help programs

2026-10-01T00:00:00+09:00

The IRS seeks community partners and volunteers to support free tax services IRS · Oct 1, 2026The IRS is recruiting volunteers and community partners for its VITA and TCE programs, which provide free tax preparation during the upcoming filing season. No experience is required, and the IRS offers free training. Interested individuals and organizations can submit a sign-up form on IRS.gov.

Treasury and IRS propose rules for the Education Freedom Tax Credit

2026-10-01T00:00:00+09:00

The Trump administration advances the establishment of America’s first nationwide school choice program IRS · Oct 1, 2026 · Draft / consultationThe Treasury Department and IRS issued proposed regulations and companion temporary regulations for the new Federal Scholarship Tax Credit, known as the Education Freedom Tax Credit under section 25F. The credit encourages private donations to scholarship granting organizations, allowing individuals to claim up to $1,700 a year, or $3,400 for joint filers, starting January 1, 2027.[] The archived text and attachments run to about 21,086 characters; the summary is based only on the first 12,000. Check the original.

IRS reminder on simple online security habits to protect tax data during Cybersecurity Awareness Month

2026-10-02T00:00:00+09:00

IRS reminder: Cybersecurity Awareness Month offers simple steps to protect tax data IRS · Oct 2, 2026 · GuidanceThe IRS urges taxpayers, tax professionals and organizations to adopt everyday cybersecurity habits such as strong unique passwords, multifactor authentication, timely software updates, securing tax records and avoiding public Wi-Fi. The release also warns about scams impersonating the IRS and outlines IRS tools such as the Identity Protection PIN and online accounts, along with how to report suspicious contacts. An attached Security Summit publication explains how tax professionals can create a Written Information Security Plan required under the GLBA Safeguards Rule. The archived text and attachments run to about 71,907 characters; the summary is based only on the first 12,000. Check the original.

IRS highlights partnership with UK tax authority's new whistleblower program

2026-10-07T00:00:00+09:00

IRS highlights partnership with UK tax authority’s new whistleblower program IRS · Oct 7, 2026 · ReportThe IRS says it helped the UK's HMRC establish its new whistleblower program, the Strengthened Reward Scheme, launched in November 2025. The program encourages reports of serious tax avoidance and evasion by the wealthiest individuals and largest businesses. Both agencies say the collaboration will help deter cross-border tax evasion.

IRS provides relief from dyed diesel excise tax penalties under a presidential executive order

2026-10-14T00:00:00+09:00

IRS provides dyed diesel fuel relief related to excise tax following President Trump’s Executive Order IRS · Oct 14, 2026 · GuidanceThe IRS will not impose penalties on dyed diesel fuel sold or used on highways nationwide, following a presidential executive order of October 5, 2026. The relief is retroactive to October 1, 2026, and lasts until December 31, 2026. It covers federal tax only and does not affect state fuel taxes or penalties.

Proposed rules from Treasury and IRS to protect health benefits for eligible Americans

2026-10-14T00:00:00+09:00

Treasury and IRS move to protect health care benefits for eligible Americans IRS · Oct 14, 2026 · Draft / consultationThe Treasury and IRS issued proposed regulations implementing Working Families Tax Cuts reforms to the Premium Tax Credit. The rules strengthen eligibility checks and limit the credit to U.S. citizens, U.S. nationals, and certain lawfully present noncitizens. They also add new verification criteria for advance payments, beginning in 2027.

IRS announces 2026 Tax Professional Awareness Week with resources for the 2027 filing season

2026-10-16T00:00:00+09:00

IRS announces 2026 Tax Professional Awareness Week, highlighting resources to help tax professionals prepare for the 2027 filing season IRS · Oct 16, 2026The IRS announced Tax Professional Awareness Week, held the week of October 19, offering webinars, videos, guidance and tools. The resources aim to help tax professionals prepare for the upcoming filing season, prepare accurate returns and protect taxpayer information. An October 21 webinar on refundable credits is among the scheduled content.

IRS begins automatic refunds for adoption credit carryforwards from prior years

2026-10-16T00:00:00+09:00

IRS has begun issuing automatic refunds to individuals who claimed Adoption Tax Credit carryforward from prior years IRS · Oct 16, 2026 · GuidanceThe IRS has begun refunding more than 50,000 taxpayers who used adoption tax credit carryforwards and expects most eligible refunds to finish by year-end. Treasury clarified that for tax year 2025 only, carryforwards from 2020–2024 can increase the credit refundable that year, subject to a $5,000 per qualifying child limit. Affected taxpayers do not need to file amended returns; the IRS will adjust accounts and send notices.

Temporary reporting and recordkeeping relief for dyed diesel fuel taxes under IRC section 4041(a)

2026-10-21T00:00:00+09:00

Temporary reporting and recordkeeping relief for certain fuel uses IRS · Oct 21, 2026 · GuidanceThe IRS announced temporary administrative relief from filing, reporting and recordkeeping requirements for taxes under section 4041(a) on taxable uses of dyed diesel occurring from October 1, 2026 through December 31, 2026. For failures solely attributable to that liability, the IRS will not assert civil penalties or additions to tax, and no later filing or record reconstruction will be required after December 31, 2026.

IRS reminder to protect tax information from identity theft

2026-10-22T00:00:00+09:00

IRS reminder: Take steps now to protect tax information IRS · Oct 22, 2026 · GuidanceThe IRS urges taxpayers to protect their online account credentials and obtain an Identity Protection PIN (IP PIN) to prevent tax-related identity theft. The IRS Individual Online Account shows recently filed returns, refund status, payments, and tax records, so taxpayers should not share their sign-in information. An IP PIN is a six-digit number that blocks others from filing a federal return using the taxpayer's Social Security number or ITIN. Taxpayers planning to file early in 2027 should request one before the online system's mid-November maintenance outage.

Treasury and IRS update retirement plan correction program and create one for IRAs

2026-10-22T00:00:00+09:00

Treasury, IRS update retirement plan correction program and establish correction program for individual retirement accounts IRS · Oct 22, 2026 · GuidanceThe Treasury and IRS issued two revenue procedures. Revenue Procedure 2026-34 updates the Employee Plans Compliance Resolution System for employer retirement plans and is effective immediately. Revenue Procedure 2026-33 creates the IRA Compliance Resolution System for Individual Retirement Accounts, effective May 1, 2027. Comments are invited on both programs. The archived text and attachments run to about 500,289 characters; the summary is based only on the first 12,000. Check the original.

IRS reminder on year-round tax planning to make filing easier

2026-10-23T00:00:00+09:00

IRS reminder: Year-round tax planning can make filing easier IRS · Oct 23, 2026 · GuidanceThe IRS encourages taxpayers to plan for taxes throughout the year, including checking withholding, organizing records, using IRS online tools, and protecting personal information, to prepare for the 2027 filing season. The release points to resources such as the Tax Withholding Estimator and Individual Online Account. It also warns taxpayers about scam emails, texts, and calls.

CFTC Staff Extends Temporary Relief Tied to Brexit

2026-10-01T00:00:00+09:00

CFTC Staff Extends Brexit-Related No-Action Positions CFTC · Oct 1, 2026 · GuidanceThe CFTC's Market Participants Division and Division of Market Oversight announced an extension of temporary no-action positions linked to the UK's withdrawal from the EU. The positions aim to preserve regulatory certainty for derivatives trading and clearing between the UK and the United States. The CFTC is working with UK authorities to analyze UK law and may issue comparability determinations and exemptive orders for certain UK entities.

CFTC Seeks Comment on Early Proposal for Crypto Asset Transaction and Market Rules

2026-10-06T00:00:00+09:00

CFTC Seeks Public Comment on Advanced Notice of Proposed Rulemaking Relating to Regulation Crypto Asset Transactions and Regulation Crypto Asset Markets CFTC · Oct 6, 2026 · Draft / consultation · CryptoTopic evidence: 「Commission intends to use the information and comments received to inform potential future agency action, such as a rulemaking, with respect to section 2(c)(2)(D) and CTXs.」 The Commodity Futures Trading Commission published an Advanced Notice of Proposed Rulemaking seeking public comment on a planned framework for retail crypto asset commodity transactions (CTXs). The notice asks how to prevent abusive practices, share crypto-specific industry best practices, and codify a “crypto asset market” designated contract market registration category. Comments are due within 60 days of Federal Register publication.

CFTC Grants No-Action Relief for Converting Perpetual-Style Index Futures to True Perpetuals

2026-10-06T00:00:00+09:00

CFTC Issues No-Action Letter for DCMs Regarding Converting Existing Perpetual-Style Broad-Based Security Index Futures into True Perpetual Futures CFTC · Oct 6, 2026 · GuidanceThe CFTC's Division of Market Oversight granted no-action relief allowing designated contract markets to remove expiration dates from existing perpetual-style broad-based security index futures, converting them into true perpetual contracts. The conversion takes effect once customer protection and procedural conditions are met, including soliciting feedback from holders of open positions, giving advance notice and an opportunity to exit, providing appropriate risk disclosures, and leaving other material terms unchanged. The no-action positions expire on October 20, 2026.[[]]

CFTC seeks public comment on proposed rule adding certain event contracts to the swap definition

2026-10-10T00:00:00+09:00

CFTC Seeks Public Comment on Notice of Proposed Rulemaking Concerning the Inclusion of Certain Event Contracts in the Definition of Swap CFTC · Oct 10, 2026 · Draft / consultationThe CFTC has published a Notice of Proposed Rulemaking to expressly include event contracts, such as those based on sports, politics, culture, and weather, within the definition of "swap." The proposal states these contracts are commonly known as swaps and aims to resolve any ambiguity. Comments must be submitted in writing via Regulations.gov within 30 days of Federal Register publication.

CFTC Innovation Task Force Releases Agenda for First Super Intelligence Frontier Forum

2026-10-21T00:00:00+09:00

CFTC’s Innovation Task Force Announces Agenda & Panelists for Inaugural Frontier Forum on Super Intelligence CFTC · Oct 21, 2026 · MeetingThe CFTC's Innovation Task Force released the agenda for its inaugural Frontier Forum on Super Intelligence. Discussions will cover how super intelligence is being implemented at the frontier, its effects on U.S. markets, and the Commission's role in encouraging responsible adoption while protecting market participants from emerging risks. The meeting will be streamed live on CFTC.gov.

SEC Charges Investment Adviser Zoe Financial Over Undisclosed Conflict of Interest

2026-09-29T00:00:00+09:00

SEC Charges Registered Investment Adviser Zoe Financial for Failure to Disclose Conflict of Interest SEC · Sep 29, 2026 · EnforcementThe SEC announced settled charges against New York-based registered investment adviser Zoe Financial Inc. for failing to fully and fairly disclose material conflicts of interest to clients. The firm ran an algorithm-based referral service and encouraged advisers to use its Zoe Wealth platform, creating an undisclosed financial incentive. Zoe Financial agreed to a cease-and-desist order, a censure, and a $450,000 civil penalty without admitting the findings. The archived text and attachments run to about 18,945 characters; the summary is based only on the first 12,000. Check the original.

SEC sues entities in at least $15 million fraud using WhatsApp to lure investors

2026-09-29T00:00:00+09:00

SEC Charges Multiple Entities in Fraud Schemes Totaling at Least $15 Million That Used WhatsApp and Other Platforms to Lure Investors SEC · Sep 29, 2026 · Enforcement · CryptoTopic evidence: 「manipulated them into transferring crypto assets to the platform」 The summary in this language did not pass the date and amount checks, so it is withheld. Check the original. The archived text and attachments run to about 105,971 characters; the summary is based only on the first 12,000. Check the original. 5 later passages mentioning crypto assets were also used to judge the topic.

SEC proposes rule changes to expand retail access to private markets

2026-10-01T00:00:00+09:00

SEC Proposes Amendments to Expand Responsible Retailization of Private Markets SEC · Oct 1, 2026 · Draft / consultationOn September 30, 2026, the U.S. Securities and Exchange Commission proposed amendments to expand retail investor choice and encourage innovation in regulated fund structures while keeping investor protections. The proposals would let registered investment advisers receive performance-based compensation calculated on capital gains from certain clients, including regulated funds, modify interval fund repurchase rules, and replace individual exemptive orders with a rules-based framework for regulated closed-end funds to issue multiple share classes. The SEC is also seeking comment on whether a FINRA-developed accredited investor exam, or certain professional credentials such as CPA, CFA, or CFP, should qualify individuals as accredited investors. The archived text and attachments run to about 349,527 characters; the summary is based only on the first 12,000. Check the original.

SEC sues two men over fraud scheme targeting veterans

2026-10-01T00:00:00+09:00

SEC Charges Two Individuals With Orchestrating Fraud Scheme That Targeted Veterans SEC · Oct 1, 2026 · EnforcementThe SEC charged Christopher Kenji Dinelli and Jacob David Frankel with orchestrating a scheme that raised over $8.7 million from 35 investors through a fund and advisory firm. The complaint alleges they misrepresented fund performance and client base to veterans and medical professionals, and diverted pre-IPO investor money into brokerage accounts where most was lost. The case was filed in the Southern District of New York, and the SEC seeks permanent injunctions, disgorgement, and civil penalties, alongside parallel criminal charges. The archived text and attachments run to about 77,846 characters; the summary is based only on the first 12,000. Check the original.

SEC Charges Meyer Global Management and CEO With Defrauding Investors in Private Funds Holding SpaceX and Pre-IPO Securities

2026-10-01T00:00:00+09:00

SEC Charges Meyer Global Management and Its CEO With Defrauding Retail Investors in Private Funds That Held Interests in SpaceX and Other Pre-IPO Securities SEC · Oct 1, 2026 · EnforcementThe SEC has charged private fund adviser Meyer Global Management LLC and its CEO, Owen E.H. Meyer, with defrauding investors. The complaint alleges that from December 2021 onward, the defendants misappropriated fund assets to pay Meyer's personal expenses and concealed these actions. It also alleges they failed to meet a capital call on a SpaceX investment, causing a nearly $3,000,000 investment to be forfeited. The SEC seeks permanent injunctions, disgorgement with interest, and civil penalties. The archived text and attachments run to about 60,928 characters; the summary is based only on the first 12,000. Check the original.

SEC Division of Examinations releases new exam handbook explaining its examination process to registrants.

2026-10-02T00:00:00+09:00

SEC’s Division of Examinations Announces New Exam Handbook SEC · Oct 2, 2026 · GuidanceThe SEC's Division of Examinations published a new handbook, "The SEC Exam Handbook: A Practical Guide on Process and Engagement," replacing its earlier examination brochure. It describes each stage of an examination, from risk assessment through the disposition letter, and lists feedback channels and resources for registrants preparing for exams. The archived text and attachments run to about 37,371 characters; the summary is based only on the first 12,000. Check the original.

SEC proposes rules on how advisers and funds may custody crypto assets

2026-10-02T00:00:00+09:00

SEC Proposal Would Address How Investment Advisers and Funds Can Custody Crypto Assets Under the Federal Securities Laws SEC · Oct 2, 2026 · Draft / consultation · CryptoTopic evidence: 「The Securities and Exchange Commission today proposed new rules and amendments to provide a tailored framework for the custody of crypto assets for registered investment advisers and regulated funds」 The SEC proposed new rules and amendments creating a framework for registered investment advisers and regulated funds to custody crypto assets. The proposal would allow self-custody of crypto assets under certain conditions and permit state trust companies to act as custodians for client and regulated fund crypto assets. The public comment period is 60 days after publication in the Federal Register. The archived text and attachments run to about 1,678,070 characters; the summary is based only on the first 12,000. Check the original. 5 later passages mentioning crypto assets were also used to judge the topic.

SEC joins global regulators in a joint investor bulletin on fraud awareness during World Investor Week

2026-10-05T00:00:00+09:00

SEC Coordinates with Global Financial Regulators to Raise Fraud Awareness During World Investor Week SEC · Oct 5, 2026 · GuidanceThe SEC, working with other U.S. and global financial regulators, issued a joint investor bulletin during World Investor Week. It urges investors to stay resilient amid changing economic conditions and to watch for rising relationship investment and impersonation scams. The SEC also points investors to the free education resources on its Investor.gov website.

SEC to Hold Virtual Compliance Seminar for Investment Firms and Advisers

2026-10-06T00:00:00+09:00

SEC to Host Virtual National Compliance Outreach Seminar for Investment Companies and Investment Advisers SEC · Oct 6, 2026 · MeetingThe SEC's Compliance Outreach Program will host a virtual national seminar for investment companies and investment advisers on November 19, 2026. The event aims to help chief compliance officers strengthen compliance programs to protect investors. Panels cover information security, registered adviser and fund topics, private fund advisers, and program effectiveness. Advance registration is not required, and a live webcast link will be posted on SEC.gov the morning of the event.

SEC Seeks Final Judgment Against Former Western Asset Co-CIO Ken Leech in Cherry-Picking Case

2026-10-07T00:00:00+09:00

SEC Seeks Final Judgment Against Former Western Asset Co-CIO Ken Leech in Cherry Picking Case SEC · Oct 7, 2026 · EnforcementThe SEC moved for a consent-based final judgment against former Western Asset co-CIO Stephen Kenneth Leech. The SEC alleges he allocated better-performing trades to favored portfolios and worse-performing trades to disfavored ones from January 2021 through October 2023. The proposed judgment would require a $3 million penalty, an officer-and-director bar, and a permanent injunction against antifraud violations. The archived text and attachments run to about 89,927 characters; the summary is based only on the first 12,000. Check the original.

SEC advisory committee to discuss IPO modernization and crowdfunding rules

2026-10-14T00:00:00+09:00

SEC Small Business Advisory Committee to Discuss IPO Modernization and Regulation Crowdfunding SEC · Oct 14, 2026 · MeetingThe SEC's Small Business Capital Formation Advisory Committee will meet on October 27, 2026. The morning session covers ways to modernize the IPO process and related regulatory reforms. The afternoon session examines Regulation Crowdfunding, including its framework, results, challenges, and possible policy changes. The meeting is open to the public and will be streamed live on SEC.gov.

SEC announces roundtable on machine-readable data and super intelligence

2026-10-20T00:00:00+09:00

SEC Announces Roundtable on Machine-Understandable Data in the Age of Super Intelligence SEC · Oct 20, 2026 · MeetingThe SEC announced a roundtable on November 9, 2026, to discuss the use of machine-understandable data and Super Intelligence (SI), along with related risks and costs. The event is open to the public at SEC headquarters and will be streamed live on SEC.gov, with a recording available later.

SEC and Japan's FSA Hold Autumn Financial Regulatory Dialogue in Tokyo

2026-10-20T00:00:00+09:00

SEC, FSA Hold Autumn Financial Regulatory Dialogue SEC · Oct 20, 2026 · MeetingThe U.S. Securities and Exchange Commission and Japan's Financial Services Agency met in Tokyo on October 19, 2026 for their autumn financial regulatory dialogue. Participants discussed recent market developments and each authority's strategic priorities, and exchanged views on private and public markets, asset management, and innovation. The next dialogue is scheduled for spring 2027 in Washington, D.C.

SEC and AMF sign MOU to strengthen cross-border supervision of investment advisers and investment service providers

2026-10-20T00:00:00+09:00

SEC and AMF Announce Supervisory MOU To Enhance Cooperation for Investment Advisers and Investment Service Providers SEC · Oct 20, 2026 · GuidanceThe U.S. Securities and Exchange Commission and France's Autorité des Marchés Financiers signed a memorandum of understanding to facilitate consultation and information-sharing on supervising investment advisers, investment companies and investment service providers overseen by either regulator. The MOU facilitates SEC registration and supervision of AMF-supervised asset management companies seeking to operate in the U.S. as investment advisers, and the SEC will process new and pending applications under this arrangement.

SEC Sets Fiscal Year 2027 Examination Priorities

2026-10-23T00:00:00+09:00

SEC Announces Fiscal Year 2027 Examination Priorities SEC · Oct 23, 2026 · Report · CryptoTopic evidence: 「Risks associated with evolving market infrastructure, including Treasury clearing reforms, tokenization, and related developments.」 The SEC's Division of Examinations released its annual report on examination priorities for fiscal year 2027. It covers investment advisers, broker-dealers, self-regulatory organizations, clearing agencies and other registrants, with focus areas including fiduciary duties, retail investor protection, private funds and credit, emerging technologies, and market infrastructure such as tokenization. The report states the list is not exhaustive and may be adjusted in response to market developments. The archived text and attachments run to about 46,072 characters; the summary is based only on the first 12,000. Check the original. 2 later passages mentioning crypto assets were also used to judge the topic.

Cboe EDGX exchange proposes broadening the “Trading Platform” definition in its fee schedule

2026-10-26T00:00:00+09:00

Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Update the Definition of Trading Platform Federal Register · Oct 26, 2026 · Draft / consultationThe SEC published notice of a rule change filed by Cboe EDGX Exchange to amend the “Trading Platform” definition in its fee schedule. The change adds a functional, use-based category covering any system through which third-party orders are systematically executed electronically. Non-exhaustive examples include broker crossing systems not filed as ATSs, systematic internalization systems, and decentralized blockchain-based or tokenized environments. The archived text and attachments run to about 21,927 characters; the summary is based only on the first 12,000. Check the original. 2 later passages mentioning crypto assets were also used to judge the topic.

OCC proposed information collection for applications to issue payment stablecoins under the GENIUS Act

2026-10-23T00:00:00+09:00

Agency Information Collection Activities: Proposed Information Collection; Submission for OMB Review; Applications for Licensing or Registration To Issue Payment Stablecoins Under the GENIUS Act Federal Register · Oct 23, 2026 · Draft / consultation · Crypto · Comments close Nov 23, 2026Topic evidence: 「Applications for Licensing or Registration to Issue Payment Stablecoins Under the GENIUS Act」 The Office of the Comptroller of the Currency has proposed a new information collection covering applications to become a permitted payment stablecoin issuer or to register as a foreign issuer under the GENIUS Act, and has sent it to OMB for review. Comments are due by November 23, 2026. Applicants must submit an overview, a detailed business plan, and information on reserve, redemption, and risk management policies, with foreign issuers also providing evidence of comparable home-country supervision. The archived text and attachments run to about 29,676 characters; the summary is based only on the first 12,000. Check the original. 5 later passages mentioning crypto assets were also used to judge the topic.

Cboe EDGX proposes rule change for options on multi-crypto-asset trusts and exchange-traded funds

2026-10-22T00:00:00+09:00

Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.3 and Rule 19.4 To Establish Generic Listing Criteria and Continued Listing Standards for Options on Commodity-Based Trusts Holding Multiple Crypto Assets and To Permit the Listing of Options on Exchange-Traded Funds Federal Register · Oct 22, 2026 · Draft / consultation · CryptoTopic evidence: 「Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.3 and Rule 19.4 To Establish Generic Listing Criteria and Continued Listing Standards for Options on Commodity-B」 Cboe EDGX Exchange filed with the SEC a proposal to amend Rules 19.3 and 19.4. It would set generic listing criteria for options on commodity-based trusts holding multiple crypto assets, requiring each underlying crypto asset to have an average daily market value of at least $700 million over the last 12 months. The proposal also permits options on exchange-traded funds as defined in Rule 6c-11 and adds continued listing standards. The archived text and attachments run to about 37,750 characters; the summary is based only on the first 12,000. Check the original. 5 later passages mentioning crypto assets were also used to judge the topic.

EPA proposal to reconsider emission standards for gasoline distribution facilities and bulk gasoline terminals

2026-09-28T00:00:00+09:00

National Emission Standards for Hazardous Air Pollutants for Gasoline Distribution Facilities and Standards of Performance for Bulk Gasoline Terminals Reconsideration Federal Register · Sep 28, 2026 · Draft / consultation · Comments close Nov 12, 2026The U.S. EPA proposes to reconsider parts of its 2024 final rule on hazardous air pollutant emissions from gasoline distribution facilities and bulk gasoline terminals. Topics include operating limits and continuous compliance for emission control devices, vapor tightness for gasoline cargo tanks, and modification criteria in the NSPS. The EPA says the amendments do not change emission standard stringency and expects no change in VOC or HAP emissions. Comments are due November 12, 2026. The archived text and attachments run to about 191,115 characters; the summary is based only on the first 12,000. Check the original.

Proposed rule implementing Federal Reserve duties under the GENIUS Act for stablecoins

2026-09-29T00:00:00+09:00

Implementing the Federal Reserve Board's Responsibilities Under the GENIUS Act Federal Register · Sep 29, 2026 · Draft / consultation · Crypto · Comments close Nov 30, 2026Topic evidence: 「proposes to issue regulations to implement the Guiding and Establishing National Innovation for U.S. Stablecoins Act (GENIUS Act) with respect to Board-supervised permitted payment stablecoin issuers」 The Federal Reserve Board proposes regulations under the GENIUS Act for permitted payment stablecoin issuers and related entities it supervises. It also proposes rules implementing the Act's tying prohibition, which applies to all such issuers. Public comments are due November 30, 2026. The archived text and attachments run to about 815,366 characters; the summary is based only on the first 12,000. Check the original. 5 later passages mentioning crypto assets were also used to judge the topic.

Fed Proposes Application Rules for Bank Subsidiaries Issuing Payment Stablecoins

2026-09-29T00:00:00+09:00

Application Procedures for Board-Supervised Insured Depository Institutions Seeking Approval for a Subsidiary To Issue Payment Stablecoins Federal Register · Sep 29, 2026 · Draft / consultation · Crypto · Comments close Nov 30, 2026Topic evidence: 「regulations that would establish procedures to be followed by an insured State member bank that seeks to obtain Board approval for a subsidiary to issue payment stablecoins」 The Federal Reserve Board proposes procedures for insured state member banks seeking Board approval for a subsidiary to issue payment stablecoins under the GENIUS Act. The proposal covers applicants, application rules, review factors, and hearing and final determination processes. Comments are due by November 30, 2026. The archived text and attachments run to about 123,190 characters; the summary is based only on the first 12,000. Check the original. 5 later passages mentioning crypto assets were also used to judge the topic.

Interim final rule setting forms and procedures for the Stablecoin Certification Review Committee's review of state certifications

2026-09-30T00:00:00+09:00

Forms and Procedures for Review of State Certifications by the Stablecoin Certification Review Committee Federal Register · Sep 30, 2026 · Rule · Crypto · Comments close Nov 30, 2026 · Effective Sep 30, 2026Topic evidence: 「The Committee is adopting interim procedural regulations and forms to implement its responsibilities under section 4(c) of the Guiding and Establishing National Innovation for U.S. Stablecoins Act」 The Treasury Department, on behalf of the Stablecoin Certification Review Committee, issued an interim final rule establishing procedures and forms for reviewing state payment stablecoin regulators' certifications under section 4(c) of the GENIUS Act. The rule covers how certifications are submitted, the review procedures for initial certifications and recertifications, and definitions of "material change" and "significant change in circumstances." The rule is effective September 30, 2026, but certifications will not be accepted until the information collection receives Paperwork Reduction Act approval. Comments are due by November 30, 2026. The archived text and attachments run to about 123,091 characters; the summary is based only on the first 12,000. Check the original. 5 later passages mentioning crypto assets were also used to judge the topic.

Treasury's OFAC publishes seven Venezuela sanctions web general licenses (GLs 46C, 47A, 48B, 50B, 51B, 52A, 54A) in the Federal Register

2026-09-30T00:00:00+09:00

Publication of Venezuela Sanctions Regulations Web General Licenses 46C, 47A, 48B, 50B, 51B, 52A, and 54A Federal Register · Sep 30, 2026 · RuleThe Office of Foreign Assets Control (OFAC) published seven general licenses issued under the Venezuela Sanctions Regulations. They cover transactions involving Venezuelan-origin oil and petrochemical products, and legal, financial advisory, and consulting services related to restructuring Government of Venezuela debt. The licenses were first issued on June 10, 2026, and this notice formally publishes them. The archived text and attachments run to about 66,994 characters; the summary is based only on the first 12,000. Check the original.

Treasury's OFAC publishes Venezuela sanctions web general licenses 52–58 and revised 5W

2026-09-30T00:00:00+09:00

Publication of Venezuela Sanctions Regulations Web General Licenses 52, 53, 54, 55, 56, 57, and 58 Federal Register · Sep 30, 2026 · RuleThe Treasury Department's Office of Foreign Assets Control published in the Federal Register several general licenses issued under the Venezuela Sanctions Regulations (31 CFR part 591). GL 5W, issued May 4, 2026, replaces GL 5V and authorizes certain transactions involving the PdVSA 2020 8.5 percent bond. GLs 52 through 58 authorize specified transactions involving PdVSA, official missions of the Government of Venezuela in the United States, and related reporting requirements for Venezuelan-origin oil exports. The archived text and attachments run to about 35,955 characters; the summary is based only on the first 12,000. Check the original.

Rule on Impersonation of Government and Businesses (advance notice seeking comment)

2026-10-01T00:00:00+09:00

Rule on Impersonation of Government and Businesses Federal Register · Oct 1, 2026 · Draft / consultation · Comments close Nov 30, 2026The Federal Trade Commission proposes a new rulemaking to stop search engines, social media and other digital marketplace platforms from furthering government and business impersonation scams. The agency is seeking written comments, data and arguments on whether such a rule is needed. The document notes that the existing Impersonation Rule targets imposters and does not cover platforms' ad-optimization practices. The archived text and attachments run to about 97,074 characters; the summary is based only on the first 12,000. Check the original. 1 later passages mentioning crypto assets were also used to judge the topic.

Final rule making supervisory stress test models and scenarios more transparent and publicly accountable

2026-10-02T00:00:00+09:00

Enhanced Transparency and Public Accountability of the Supervisory Stress Test Models and Scenarios; Modifications to the Capital Planning and Stress Capital Buffer Requirement Rule, Enhanced Prudential Standards Rule, and Regulation LL Federal Register · Oct 2, 2026 · Rule · Effective Nov 2, 2026The Federal Reserve amends Regulations Y, LL, and YY and two stress testing policy statements to make its supervisory stress test models and scenarios more transparent and publicly accountable. It finalizes the models for the 2027 stress test and seeks public input on additional proposed model changes. The rule also finalizes changes to the FR Y-14A/Q/M data collection and takes effect November 2, 2026. The archived text and attachments run to about 443,686 characters; the summary is based only on the first 12,000. Check the original.

Federal Scholarship Tax Credit (Temporary Rules)

2026-10-02T00:00:00+09:00

Federal Scholarship Tax Credit Federal Register · Oct 2, 2026 · Rule · Effective Dec 1, 2026The IRS issued temporary regulations for a new nonrefundable federal tax credit. For taxable years beginning in 2027 and later, individuals who make qualified cash contributions to scholarship granting organizations that fund elementary and secondary education scholarships may claim the credit. The rules cover state election procedures and requirements and reporting duties for certified scholarship granting organizations. The regulations take effect December 1, 2026. The archived text and attachments run to about 133,541 characters; the summary is based only on the first 12,000. Check the original. 1 later passages mentioning crypto assets were also used to judge the topic.

Federal Scholarship Tax Credit: IRS proposed rules on the section 25F credit for contributions to scholarship granting organizations, with public hearing notice.

2026-10-02T00:00:00+09:00

Federal Scholarship Tax Credit Federal Register · Oct 2, 2026 · Draft / consultation · Comments close Dec 1, 2026The IRS and Treasury Department propose regulations on the nonrefundable federal tax credit under Internal Revenue Code section 25F. The credit covers qualified cash contributions to scholarship granting organizations certified by electing states, which fund elementary and secondary school scholarships. The document also sets comment deadlines and a public hearing date. The archived text and attachments run to about 391,910 characters; the summary is based only on the first 12,000. Check the original.

Proposed special measure banning fund transmittals tied to A7 Network sub-agent transactions

2026-10-05T00:00:00+09:00

Proposal of Special Measure Prohibiting the Transmittal of Funds Regarding Transactions Involving the A7 Network's Sub-Agents Federal Register · Oct 5, 2026 · Draft / consultation · Crypto · Comments close Nov 4, 2026Topic evidence: 「Treasury Sanctions Cryptocurrency Exchange and Network Enabling Sanctions Evasion and Cyber Criminals」 FinCEN proposes a finding that transactions involving non-U.S. companies controlled by the A7 Network are a class of primary money laundering concern linked to Russian illicit finance. The notice proposes prohibiting covered financial institutions from certain fund transmittals involving these transactions. Written comments are due November 4, 2026. The archived text and attachments run to about 144,283 characters; the summary is based only on the first 12,000. Check the original. 5 later passages mentioning crypto assets were also used to judge the topic.

Withdrawal of the proposed special measure treating convertible virtual currency mixing as a class of transactions of primary money laundering concern

2026-10-06T00:00:00+09:00

Proposal of Special Measure Regarding Convertible Virtual Currency Mixing, as a Class of Transactions of Primary Money Laundering Concern; Withdrawal Federal Register · Oct 6, 2026 · Draft / consultation · CryptoTopic evidence: 「FinCEN is withdrawing its finding that international CVC Mixing is a class of transactions of primary laundering concern, and the proposed rule, published on October 23, 2023」 FinCEN has withdrawn its October 2023 finding and proposed rule that would have treated cross-border convertible virtual currency (CVC) mixing as a primary money laundering concern under Section 311 of the USA PATRIOT Act, requiring enhanced recordkeeping and reporting. The withdrawal reflects commenters' concerns that the broad definition of CVC mixing could chill legitimate activity and impose a heavy reporting burden on financial institutions. FinCEN says it will continue monitoring CVC mixer activity. The archived text and attachments run to about 13,961 characters; the summary is based only on the first 12,000. Check the original.

US Rule Withdrawal on Crypto Mixing and Unhosted Wallet Transactions

2026-10-06T00:00:00+09:00

Requirements for Certain Transactions Involving Convertible Virtual Currency or Digital Assets; Withdrawal Federal Register · Oct 6, 2026 · Draft / consultation · CryptoTopic evidence: 「FinCEN is withdrawing its finding that international CVC Mixing is a class of transactions of primary laundering concern, and the proposed rule, published on October 23, 2023」 FinCEN withdrew a 2023 proposed rule targeting cross-border crypto mixing transactions. It cited commenters' concerns that the broad definition of mixing could chill legitimate activity and impose a heavy reporting burden. FinCEN said it will keep monitoring mixer activity for money laundering indicators. It also withdrew a 2020 proposal on transactions involving unhosted wallets. The archived text and attachments run to about 14,185 characters; the summary is based only on the first 12,000. Check the original.

Treasury seeks comment on extension of Digital Assets Criteria Form for information-sharing

2026-10-09T00:00:00+09:00

Agency Information Collection Activities; Proposed Collection; Comment Request; Information-Sharing Initiative: Digital Assets Criteria Form Federal Register · Oct 9, 2026 · Draft / consultation · Crypto · Comments close Dec 8, 2026Topic evidence: 「Information-Sharing Initiative: Digital Assets Criteria Form. OMB Control Number: 1505–0286. Type of Review: Extension without change of a currently approved collection.」 The U.S. Treasury Department requests public comment on extending, without change, an information collection for its Digital Assets Criteria Form under the Information-Sharing Initiative. The form gathers details on an applicant's identity, legal status, digital asset function, regulatory status and cybersecurity capacity so Treasury can decide whether to grant access to its non-public cyber threat information. Comments are due December 8, 2026.

Treasury notices of Senior Executive Service performance review board members

2026-10-16T00:00:00+09:00

Senior Executive Service Performance Review Boards Federal Register · Oct 16, 2026The Federal Register notice published by the U.S. Department of the Treasury announces appointments to performance review boards for Senior Executive Service (SES) members. The boards review performance appraisals, ratings, pay adjustments and awards. The same issue also includes an OFAC notice removing one person from the SDN List and an IRS notice listing its FY2026 board roster. The archived text and attachments run to about 17,409 characters; the summary is based only on the first 12,000. Check the original.

Further Definition of “Swap” to Exclude Casino-Style Gambling Products (CFTC interim final rule)

2026-10-19T00:00:00+09:00

Further Definition of “Swap” To Exclude Casino-Style Gambling Products Federal Register · Oct 19, 2026 · Rule · Comments close Nov 18, 2026 · Effective Oct 19, 2026The Commodity Futures Trading Commission issued an interim final rule further defining “swap” to exclude casino-style gambling products, including wagers on sportsbooks and casino games. It codifies the agency’s longstanding position. Comments are due November 18, 2026. The archived text and attachments run to about 88,725 characters; the summary is based only on the first 12,000. Check the original. 2 later passages mentioning crypto assets were also used to judge the topic.

State Justice Institute issues FY 2027 grant guideline setting eligibility, deadlines, and priority areas.

2026-10-21T00:00:00+09:00

Grant Guideline; Notice Federal Register · Oct 21, 2026 · GuidanceThe State Justice Institute issued its Fiscal Year 2027 grant guideline, setting out administrative, programmatic, and financial requirements for grants to state and local courts, nonprofits, and others. It lists quarterly application deadlines and identifies Priority Investment Areas, including opioids and behavioral health court responses and procedural fairness and access to justice. The archived text and attachments run to about 118,652 characters; the summary is based only on the first 12,000. Check the original.

NCUA proposal to revise share insurance notice rules for members

2026-10-21T00:00:00+09:00

Notification to Members/Shareholders Federal Register · Oct 21, 2026 · Draft / consultation · Comments close Dec 21, 2026The National Credit Union Administration proposes amending 12 CFR 745.13 to give federally insured credit unions more flexibility in notifying members about share insurance coverage. The rule would no longer require hard copies of prescribed materials, and credit unions could link to NCUA or eCFR online resources instead. NCUA also plans to discontinue the “Your Insured Funds” brochure and update its share insurance website. Comments are due by December 21, 2026. The archived text and attachments run to about 21,834 characters; the summary is based only on the first 12,000. Check the original.

SNAP: Proposed EBT Card Security Measures Rule

2026-10-23T00:00:00+09:00

Supplemental Nutrition Assistance Program: Electronic Benefits Transfer Card Security Measures Federal Register · Oct 23, 2026 · Draft / consultation · Comments close Dec 22, 2026The USDA Food and Nutrition Administration proposes amending SNAP regulations to modernize Electronic Benefit Transfer cards and align them with consumer payment industry standards. The document states that magnetic-stripe cards secured only by PINs are vulnerable to skimming and cloning. Written comments are due December 22, 2026. The archived text and attachments run to about 299,201 characters; the summary is based only on the first 12,000. Check the original. 1 later passages mentioning crypto assets were also used to judge the topic.

Publicis and LiveRamp: Analysis of a Proposed Consent Order Open for Public Comment

2026-10-23T00:00:00+09:00

Publicis and LiveRamp; Analysis of Proposed Agreement Containing Consent Order To Aid Public Comment Federal Register · Oct 23, 2026 · Draft / consultation · Comments close Nov 23, 2026The Federal Trade Commission has published a proposed consent agreement and analysis concerning Publicis's proposed acquisition of LiveRamp, with a 30-day public comment period. The FTC alleges the acquisition could substantially lessen competition in the U.S. markets for media agency services and audience data services. The proposed order would require the companies, for five years, to act as non-discriminatory suppliers of LiveRamp's data connectivity services and to protect competitors' competitively sensitive information. The archived text and attachments run to about 21,927 characters; the summary is based only on the first 12,000. Check the original.

Outbound Investment Security Program Regulations: Treasury proposal requiring notification of and prohibiting certain U.S. investments in sensitive technologies

2026-10-26T00:00:00+09:00

Outbound Investment Security Program Regulations Federal Register · Oct 26, 2026 · Draft / consultation · Comments close Dec 7, 2026The Treasury Department proposed rules to implement Subtitle C of the COINS Act, codified at Title VIII of the Defense Production Act. The proposal would require U.S. persons to notify Treasury about certain transactions with foreign persons engaged in notifiable technologies, and prohibit certain other transactions involving prohibited technologies. Written comments are due by December 7, 2026. The archived text and attachments run to about 286,071 characters; the summary is based only on the first 12,000. Check the original.