Regulation · Mainland China · Diting LabResearch papers and global crypto regulation, at a glanceurn:diting-lab:feed:en/laws/CN/feed.xml2026-11-02T23:45:27+09:00Diting LabExplanations and summaries are generated by AI from the original text. Dates, rates and amounts are checked against the source, but errors are still possible, so always rely on the original. Nothing here is legal, tax or investment advice.Officials of the China Securities Regulatory Commission answer reporters' questions on recent work to stabilize markets and expectationsurn:diting-lab:en:doc:4023242026-11-02T00:00:00+09:002026-11-02T23:45:27+09:00中国证监会有关部门负责人就近期稳市场稳预期相关工作答记者问
中国证监会 · Nov 2, 2026 · SpeechCSRC officials describe how two structural monetary policy tools, the swap facility for securities, fund and insurance firms and the special relending for share buybacks and increases, have been operating. They outline plans to expand participating institutions, refine listed companies' buyback rules, advance active ETF issuance, and adjust margin financing risk-control indicators.CSRC Party Committee Relays Spirit of Fifth Plenary Session of 20th CPC Central Committeeurn:diting-lab:en:doc:3532322026-10-30T00:00:00+09:002026-10-30T20:06:04+09:00中国证监会党委传达贯彻党的二十届五中全会精神
中国证监会 · Oct 30, 2026 · MeetingOn October 30, 2026, the CSRC Party Committee held an expanded meeting to relay Xi Jinping's important speech and the spirit of the Fifth Plenary Session of the 20th CPC Central Committee, and to arrange implementation measures. The meeting called for stricter comprehensive Party discipline in political and ideological work, leadership building, accountability, anti-corruption, and regulatory team building.CSRC Issues Rules on Administrative Penalties for Illegal Securities Transfer Casesurn:diting-lab:en:doc:931602026-10-19T00:00:00+09:002026-10-30T00:42:31+09:00中国证监会发布《违规转让证券案件行政处罚实施规则》
中国证监会 · Oct 19, 2026 · RuleThe China Securities Regulatory Commission issued the Implementing Rules on Administrative Penalties for Illegal Securities Transfer Cases on October 19, 2026, effective December 1, 2026. The eighteen-article rules define illegal securities transfers, sort them into four categories, and set different discretionary penalty criteria for each category, along with provisions on penalty adjustments and market bans.](Non)CSRC official answers reporters' questions on rules for administrative penalties in illegal securities transfer casesurn:diting-lab:en:doc:931592026-10-19T00:00:00+09:002026-10-30T00:42:31+09:00中国证监会有关部门负责人就《违规转让证券案件行政处罚实施规则》答记者问
中国证监会 · Oct 19, 2026 · GuidanceA responsible official of the China Securities Regulatory Commission answered reporters' questions on the Implementing Rules for Administrative Penalties in Illegal Securities Transfer Cases, issued on October 19, 2026. The eighteen-article rules classify illegal securities transfers into four categories. They set lenient, general and severe penalty tiers based on the violation ratio and amount, and specify related penalty circumstances.
Correction Oct 30, 2026: Document type changed from "Rule" to "Guidance"Former Hubei CSRC bureau party chief Wang Guangyou expelled from the Partyurn:diting-lab:en:doc:931642026-09-28T00:00:00+09:002026-10-29T11:57:47+09:00湖北证监局原党委书记、局长王广幼被开除党籍
中国证监会 · Sep 28, 2026 · EnforcementThe CCDI-led discipline inspection team stationed at the CSRC and the Hubei Supervisory Commission investigated former Hubei CSRC bureau party secretary and director Wang Guangyou for serious violations. Findings include receiving gifts and cash, improperly borrowing large sums, trading stocks, interfering in securities enforcement, and accepting large amounts of illicit property, with suspected bribery. The CSRC Party committee expelled him from the Party, confiscated illegal gains, and referred the suspected criminal matter to prosecutors for review.CSRC seeks public comment on draft rules for public fund operationsurn:diting-lab:en:doc:931632026-10-09T00:00:00+09:002026-10-29T11:57:47+09:00中国证监会就《公开募集证券投资基金运作管理办法（征求意见稿）》及配套规则公开征求意见
中国证监会 · Oct 9, 2026 · Draft / consultationThe China Securities Regulatory Commission has opened public consultation on a revised Measures for the Administration of Operations of Publicly Offered Securities Investment Funds and two related rules. The revisions aim to improve oversight of fund investment operations, support equity funds, and adjust some regulatory indicators to increase operational flexibility.CSRC Holds Expert Symposium on Capital Market and Financial Conditionsurn:diting-lab:en:doc:931622026-10-10T00:00:00+09:002026-10-29T11:57:47+09:00中国证监会召开资本市场和金融形势专家座谈会
中国证监会 · Oct 10, 2026 · MeetingOn October 10, CSRC Party Secretary and Chairman Wu Qing held a symposium in Beijing with listed company executives and securities and fund industry experts to discuss current capital market and financial conditions. Participants agreed the economy is steadily improving and the capital market is generally stable, and offered suggestions on market stabilization mechanisms, long-term capital inflows, dividends and buybacks, listing rules, trading supervision, and cross-border risk monitoring.CSRC Chairman Wu Qing Meets with CEO of Mubadala Investment Companyurn:diting-lab:en:doc:931612026-10-12T00:00:00+09:002026-10-29T11:57:47+09:00吴清主席会见阿联酋穆巴达拉投资公司首席执行官兼董事总经理哈勒敦
中国证监会 · Oct 12, 2026 · MeetingOn October 12, 2026, CSRC Chairman Wu Qing met in Beijing with Khaldoon Khalifa Al Mubarak, CEO and Managing Director of Mubadala Investment Company, a UAE sovereign investment institution. The two sides exchanged views on the international economic and financial situation, strengthening capital market cooperation between China and the UAE, and expanding investment in China.CSRC seeks public comment on guidelines for advance compensation in securities marketsurn:diting-lab:en:doc:931582026-10-19T00:00:00+09:002026-10-29T11:57:47+09:00中国证监会就《证券市场先行赔付指导意见》公开征求意见
中国证监会 · Oct 19, 2026 · Draft / consultationThe China Securities Regulatory Commission has drafted guidelines on advance compensation in securities markets to make the process under Article 93 of the Securities Law more standardized, transparent and predictable. The draft sets out who may apply advance compensation and its basic positioning, the main implementation procedures, the scope of services entrusted to investor protection institutions, and coordination among relevant parties. It also states that advance compensation may be considered in administrative licensing reviews and penalty decisions. The public comment period is now open.News on a joint meeting in Beijing between CSRC Chairman Wu Qing, Vice Minister of Finance Guo Tingting and PCAOB Chair Demetrios Logothetisurn:diting-lab:en:doc:931572026-10-22T00:00:00+09:002026-10-29T11:57:47+09:00吴清主席与财政部副部长郭婷婷共同会见美国公众公司会计监督委员会主席洛戈泰斯
中国证监会 · Oct 22, 2026 · MeetingOn October 14, 2026, CSRC Chairman Wu Qing and Vice Minister of Finance Guo Tingting met in Beijing with Demetrios Logothetis, Chair of the US Public Company Accounting Oversight Board (PCAOB). The two sides exchanged views on advancing China-US audit regulatory cooperation and strengthening audit oversight communication for capital markets.CSRC Seeks Public Comment on Draft Rules for Private Fund-of-Funds Managementurn:diting-lab:en:doc:931562026-10-23T00:00:00+09:002026-10-29T11:57:47+09:00中国证监会就《私募投资母基金管理规定（征求意见稿）》公开征求意见
中国证监会 · Oct 23, 2026 · Draft / consultationThe China Securities Regulatory Commission has released draft Administrative Measures for Private Investment Fund-of-Funds for public comment. The 23-article draft covers definitions and classification, diversified investment and differentiated ratio requirements for long-term capital, exemption from counting as a tier of investment, manager obligations, operational management, and an investment negative list.CSRC Chairman Wu Qing Meets Hong Kong Financial Secretary Paul Chan and Delegationurn:diting-lab:en:doc:931552026-10-23T00:00:00+09:002026-10-29T11:57:47+09:00吴清主席会见香港特区政府财政司司长陈茂波一行
中国证监会 · Oct 23, 2026 · MeetingOn October 23, 2026, CSRC Chairman Wu Qing met with Paul Chan, Financial Secretary of the Hong Kong Special Administrative Region Government, and Ashley Alder, Chief Executive of the Securities and Futures Commission of Hong Kong. They exchanged views on supporting Hong Kong's implementation of the first Five-Year Plan, deepening practical cooperation between the two capital markets, promoting coordinated development, and consolidating Hong Kong's status as an international financial center.CSRC Chairman Wu Qing's Keynote at the 2026 Financial Street Forum on China's Capital Market Planurn:diting-lab:en:doc:931542026-10-19T00:00:00+09:002026-10-29T11:57:47+09:00统筹发展和安全 坚持开放与合作 奋力谱写资本市场“十五五”高质量发展新篇章——吴清主席在2026金融街论坛年会上的主题演讲
中国证监会 · Oct 19, 2026 · SpeechChina Securities Regulatory Commission Chairman Wu Qing delivered a keynote at the 2026 Financial Street Forum annual meeting, reviewing capital market progress since the start of the 15th Five-Year Plan and outlining external challenges such as geopolitical risk, interest rate shifts, AI and cross-market linkages. He set out four priorities: market stability, inclusive reforms, strict law-based supervision, and wider opening, and described plans for the Beijing Stock Exchange and capital market development in Beijing.