Latest regulatory documents
In briefSFC welcomes launch of platform and nominee services on the Integrated Fund Platform
SummaryThe Hong Kong Securities and Futures Commission welcomed the launch of Platform and Nominee Services on the Integrated Fund Platform. The announcement was issued on 28 October 2026.
In briefBasel Committee publishes AML/CFT supervisory newsletter
SummaryOn 19 October, the Basel Committee on Banking Supervision published an AML/CFT supervisory newsletter. It summarizes a survey on supervisors' data collection and risk assessment methods for AML/CFT risk assessment, and the outcomes of a workshop on the role of AI and machine learning in transaction monitoring.
In briefFSA visit schedule for 2026 experienced-hire exam (Section Chief level, administrative, joint ministries Category B)
SummaryThe Financial Services Agency announced its 2026 official visit schedule for final passers of the experienced-hire exam (Section Chief level, administrative, joint ministries Category B). Reservable visits are set for December 8 to 10, 2026, mainly in person, with online interviews available for applicants living far away. Bookings are made by email from December 4 to 12:00 on December 9.
In briefFSA notice on 2026 government office visits for the experienced-hire exam (Section Chief level, administrative), ministries-joint Category A
In briefFSA recruits a lawyer for monitoring of crypto and fund transfer business compliance
SummaryThe Financial Services Agency announced on October 28, 2026 a recruitment for one lawyer as a fixed-term national civil servant. The role covers monitoring legal compliance of crypto asset exchange and fund transfer businesses, legal interpretation, and developing guidelines. Employment is expected from around January 2027 for about two years, selected by document screening and interview.
In briefPublic comment on the draft revision of the guideline on how the Telecommunications Business Act and Radio Act apply to MVNOs
SummaryJapan's Ministry of Internal Affairs and Communications is seeking public comments on a draft revision of its guideline on how the Telecommunications Business Act and Radio Act apply to MVNOs. The comment period runs from October 28 to November 26, 2026. The procedure is conducted under the Administrative Procedure Act and the Telecommunications Business Act.
In briefFSA announces registration of Kroll Bond Rating Agency Japan as a credit rating agency
SummaryOn 27 October 2026, the Financial Services Agency notified Kroll Bond Rating Agency Japan 株式会社 that it had been registered as a credit rating agency (registration number 10). The registration was made under Article 57(3) of the Financial Instruments and Exchange Act, as applied by Article 66-48.
In briefSummary of Finance Minister Katayama's post-cabinet press conference (October 23, 2026)
SummaryThe Financial Services Agency published a summary of Finance Minister Katayama's post-cabinet press conference on October 23, 2026. He discussed financial institutions preventively suspending systems in response to a PHP vulnerability and said the response served as useful preparation. He also said no decision had been made on extending winter electricity and gas subsidies or gasoline subsidies, and that the content-industry budget would reflect lessons from the Cool Japan Fund's failures.
In briefSummary of Finance Minister Katayama's post-Cabinet press conference (October 20, 2026)
SummaryThis is a summary of Finance Minister Katayama's post-Cabinet press conference on October 20, 2026. Topics include financial damage prevention after corporate personal data leaks, reports of a corporate tax increase to fund defense buildup, Diet deliberations on the consumption tax and support fee bill, and the TOPIX index constituent revision.
In briefSummary of Finance Minister Katayama's post-cabinet press conference (October 16, 2026)
SummaryAt the October 16, 2026 press conference, Finance Minister Katayama discussed the outcomes of the G20 and G7 finance ministers' and central bank governors' meetings in Bangkok, including supply chain resilience, AI risks, and global imbalances. He also covered bilateral meetings with Korea, India, Thailand and Indonesia. On a supplementary budget, he said its necessity cannot yet be predicted, and any such budget would be limited to highly urgent measures under the 2026 basic policy.
In briefNotice on agenda and materials for the Multiple Debt Problem Countermeasures Promotion Advisory Panel
SummaryOn October 27, 2026, the Financial Services Agency published the agenda and related materials for the Multiple Debt Problem Countermeasures Promotion Advisory Panel. The meeting is scheduled for October 28, 2026 from 14:00 to 15:45 and will discuss the current situation and policy trends for measures against multiple debtors, followed by an exchange of views. The documents include the meeting purpose, member list, operating rules, and related statistics.
In briefCFTC and Kansas State University co-host AgCon 2026 agricultural futures conference in Kansas
SummaryThe CFTC and Kansas State University's Risk Management Center co-hosted the two-day 2026 Agricultural Commodity Futures Conference (AgCon) in Overland Park, Kansas. Panels covered the agricultural economy, derivatives market developments, farm credit, and risk management tools for producers. Topics included perpetual futures, 24/7 trading, and tokenized collateral. CFTC Chairman Michael S. Selig attended and delivered the closing remarks.
In briefCFTC Sues Utah to Stop State Enforcement Against Regulated Markets
SummaryThe Commodity Futures Trading Commission (CFTC) has sued Utah to block the state from using state laws to shut down CFTC-registered contract markets. Utah had earlier filed civil enforcement actions in state court against CFTC-regulated markets and other businesses. The CFTC says Congress gave it exclusive federal jurisdiction over commodity derivatives, including event contracts, and that it has also started legal proceedings against nine other states.
In briefCFTC to Publish Commitments of Traders Report Twice Weekly
SummaryThe U.S. Commodity Futures Trading Commission (CFTC) plans to increase publication of its Commitments of Traders (COT) Report from once to twice a week by the end of 2026. Monday data will be released Wednesday and Wednesday data Friday, both at 3:30 p.m. ET, cutting reporting latency from three days to two. The change follows a Request for Comment and aims to give agricultural market participants more timely trading position information.
In briefBullseye Financial Ltd enters administration
SummaryBullseye Financial Ltd entered administration on 23 October 2026, with Robert Young of Azets Holdings Limited and Matthew Haw of RSM UK Restructuring Advisory LLP appointed as joint administrators. The FCA-authorised firm served only professional investors and agreed on 11 March 2026 to stop carrying out any regulated activity. The notice provides contact details for customers and warns about fraudsters posing as the firm or its administrators.
In briefSEC order granting Cboe Clear U.S. temporary registration as a clearing agency for binary options
SummaryThe SEC has issued an order granting Cboe Clear U.S., LLC (CCUS) temporary registration as a clearing agency under Section 17A of the Exchange Act. CCUS seeks to provide central counterparty services for binary options that are securities, and filed its application on June 30, 2026, amending it on October 1, 2026. The Commission will consider comments on that amendment before acting on permanent registration.
In briefQuarterly notice listing HUD regulatory waivers granted in early 2026
SummaryThis Federal Register notice from the U.S. Department of Housing and Urban Development lists regulatory waivers HUD approved from January 1 to March 31, 2026, as required by section 106 of the HUD Reform Act of 1989. It explains the legal requirements for waivers, such as written grounds and approval by Assistant Secretary-level officials. The provided text covers only the introductory portion, not the individual waivers.
In briefNotice establishing the Advisory Council on Health and Human Performance Optimization
SummaryThe Department of Defense (referred to as the Department of War) announced in the Federal Register that it is establishing the Advisory Council on Health and Human Performance Optimization as a discretionary federal advisory committee. The notice estimates annual operating costs of $1,368,170, caps membership at 20, and lists the expertise areas from which members will be drawn.
In briefResults of public comment on the cancellation of designated former supply points for former simplified gas deemed gas retailers (Kanto Bureau of Economy, Trade and Industry jurisdiction, August 2026 report)
SummaryThis document publishes the results of a voluntary public comment solicitation by the Kanto Bureau of Economy, Trade and Industry on the cancellation of designated former supply points for former simplified gas deemed gas retailers. The case number is 595320029; the draft was published on September 15, 2026, the comment deadline was October 15, 2026, and results were published on October 27, 2026. One comment was submitted, but the document does not state its content or any revisions.
In briefPublic comment results on the revocation of designated former supply areas for former general gas deemed gas retail operators (Kanto Bureau of Economy, Trade and Industry jurisdiction, August 2026 report)
SummaryThe Kanto Bureau of Economy, Trade and Industry announced the results of a public comment solicitation on revoking the designated former supply areas of former general gas deemed gas retail operators. The draft was published on September 15, 2026, comments closed on October 15, 2026, and one comment was received. The results were published on October 27, 2026.
In briefPublic comment call on draft amendment to the Ordinance for Enforcement of the Medical Care Act
SummaryJapan's Ministry of Health, Labour and Welfare is seeking public comments on a draft ministerial ordinance partially amending the Ordinance for Enforcement of the Medical Care Act. The draft is based on Article 6-3, Paragraph 1 of the Medical Care Act and follows procedures under the Administrative Procedure Act. Comments are accepted from October 27, 2026, 11:00 to November 26, 2026, 11:00.
In briefPublic comment call on review results for a genetically modified live dog vaccine's Category 1 use
SummaryJapan's Ministry of Agriculture, Forestry and Fisheries is seeking public comments and information on review results for Category 1 use of a genetically recombinant live vaccine for dogs. The call is based on the basic guidelines under the Act on Regulation of Genetically Modified Organisms. Submissions are accepted from October 27 to November 25, 2026, as an optional consultation.
In briefAmends EU military training mission in Central African Republic
SummaryCouncil Decision (CFSP) 2026/2385, adopted on 26 October 2026, amends Decision (CFSP) 2016/610. It concerns the EU Common Security and Defence Policy military training mission in the Central African Republic (EUTM RCA).
In briefCouncil decision amending EU sanctions against ISIL (Da’esh), Al-Qaeda and associated persons and entities
SummaryThis Council Decision of 26 October 2026 amends Decision (CFSP) 2016/1693 on restrictive measures against ISIL (Da’esh) and Al-Qaeda. The measures target persons, groups, undertakings and entities associated with them.
In briefCouncil decision amending the EU mission advising on security in the Central African Republic
SummaryThis is Council Decision (CFSP) 2026/2386 of 26 October 2026, which amends Decision (CFSP) 2019/2110. It concerns the European Union CSDP Advisory Mission in the Central African Republic (EUAM RCA).
In briefCouncil decision amending EU peace facility aid for Ukraine's armed forces, covering lethal-force military equipment
SummaryThis Council Decision (CFSP) 2026/2364, dated 26 October 2026, amends Decision (CFSP) 2022/338. It concerns an assistance measure under the European Peace Facility for supplying the Ukrainian Armed Forces with military equipment and platforms designed to deliver lethal force.
In briefEU Council Decision 2026/2367 amends Ukraine armed forces aid under the European Peace Facility
SummaryThis Council Decision (CFSP) 2026/2367, dated 26 October 2026, amends Decision (CFSP) 2022/339. It concerns an assistance measure under the European Peace Facility to support the Ukrainian Armed Forces.
In briefCouncil decision amending the European Peace Facility aid for supplying lethal military equipment to Ukraine's armed forces
SummaryThis Council Decision of 26 October 2026 amends Decision (CFSP) 2022/338. It concerns a European Peace Facility assistance measure for supplying military equipment and platforms designed to deliver lethal force to the Ukrainian Armed Forces.
In briefEU Council decision amending the European Peace Facility support measure for Mauritania's armed forces (2026/2375)
SummaryThis Council Decision of 26 October 2026 amends Decision (CFSP) 2025/609. The original decision concerns an assistance measure under the European Peace Facility to support the Armed Forces of Mauritania.
In briefCouncil decision amending the 2021 decision establishing the European Peace Facility
SummaryThis is a Council Decision (CFSP) 2026/2362 of 26 October 2026 that amends Decision (CFSP) 2021/509, which established the European Peace Facility.
In briefCorrigendum to EU Council rule 2026/2138 on restrictive measures tied to Afghanistan
SummaryThis document corrects Council Implementing Regulation (EU) 2026/2138 of 22 September 2026, which implements Article 11(4) of Regulation (EU) No 753/2011. That regulation imposes restrictive measures on certain individuals, groups, undertakings and entities in view of the situation in Afghanistan.
In briefCouncil decision amending 2010 sanctions on Transnistria region leadership in Moldova
SummaryThis is an EU Council decision under the Common Foreign and Security Policy, dated 26 October 2026. It amends Decision 2010/573/CFSP, which concerns restrictive measures against the leadership of the Transnistrian region of the Republic of Moldova.
In briefEU amending regulation on coordinating social security systems (2026/2359)
SummaryRegulation (EU) 2026/2359, adopted by the European Parliament and the Council on 7 October 2026, amends Regulation (EC) No 883/2004 on coordinating social security systems and Regulation (EC) No 987/2009 setting out its implementing procedure. It is relevant for the EEA and Switzerland.
In briefCouncil decision amending EU aid for Ukrainian forces with lethal-capable military equipment
SummaryThis Council Decision amends Decision (CFSP) 2022/2245 on a European Peace Facility assistance measure. It supports Ukrainian Armed Forces trained by the EU Military Assistance Mission with military equipment and platforms designed to deliver lethal force.
In briefCouncil decision amending 2023 EU peace facility aid for Ukrainian forces trained by EU mission
SummaryThis is Council Decision (CFSP) 2026/2369, adopted on 26 October 2026, which amends Decision (CFSP) 2023/231. The original decision concerns an assistance measure under the European Peace Facility. It supports the Ukrainian Armed Forces trained by the European Union Military Assistance Mission in support of Ukraine.
In briefEU Council Decision on amending restrictive measures concerning the Democratic Republic of the Congo
SummaryThis Council Decision (CFSP) 2026/2372, dated 26 October 2026, amends Decision 2010/788/CFSP. That decision concerns restrictive measures in view of the situation in the Democratic Republic of the Congo.
In briefCouncil Regulation (EU) 2026/2374 amending Regulation (EC) No 1183/2005 on restrictive measures concerning the Democratic Republic of the Congo
SummaryThis Council Regulation of 26 October 2026 amends Regulation (EC) No 1183/2005, which concerns restrictive measures in view of the situation in the Democratic Republic of the Congo. It was published on 27 October 2026.
In briefCouncil decision amending EU aid for Ukraine's armed forces via ammunition under the European Peace Facility
SummaryThis is a Council Decision of 26 October 2026 amending Decision (CFSP) 2023/927. It concerns an assistance measure under the European Peace Facility supporting the Ukrainian Armed Forces through the provision of ammunition.
In briefCouncil Decision 2026/2365 amending aid measure for Ukrainian forces under European Peace Facility
SummaryThis is an EU Council Decision (CFSP) 2026/2365 adopted on 26 October 2026. It amends the earlier Decision (CFSP) 2022/339. The decision concerns an assistance measure under the European Peace Facility to support the Ukrainian Armed Forces.
In briefHKMA Exchange Fund Bills Tender Results (27 October 2026)
SummaryThe Hong Kong Monetary Authority published the results of its 27 October 2026 Exchange Fund Bills tender for two issues: Q2643 (maturing 27 January 2027) and H2672 (maturing 28 April 2027). The notice lists amounts applied and allotted, accepted yields and pro rata ratios. It also gives the amounts on offer for the two tenders scheduled for the week beginning 2 November 2026.
In briefPublic comment on a draft ministerial ordinance amending the Enforcement Regulations of the Act on the Comprehensive Securing of Medical Care and Nursing Care in Regions
SummaryJapan's Ministry of Health, Labour and Welfare, Medical Policy Bureau, Medical Management Reform Division, is seeking public comments on a draft ministerial ordinance amending the Enforcement Regulations of the Act on the Comprehensive Securing of Medical Care and Nursing Care in Regions. The draft is based on provisions of the amended Act on Partial Revision of the Health Insurance Act, etc. (Act No. 31 of 2026). Comments are accepted from October 27, 2026 at 18:00 to November 26, 2026 at 18:00.
In briefPublic comment on revision of the CRYPTREC Cipher List for government procurement (PQC support)
SummaryJapan's Ministry of Internal Affairs and Communications, Digital Agency and Ministry of Economy, Trade and Industry are seeking public comments on a revision of the CRYPTREC Cipher List, which e-government procurement should reference, to support post-quantum cryptography (PQC). Comments are accepted until 23:59 on November 11, 2026, in a voluntary comment process.
In briefPublic comment on draft amendment to Ministerial Ordinance on registration and designation under the Industrial Safety and Health Act
SummaryJapan's Ministry of Health, Labour and Welfare is seeking public comments on a draft ordinance amending the Ministerial Ordinance on registration and designation related to the Industrial Safety and Health Act and its orders. The draft is based on Article 57-2, paragraphs 4 and 5 of the Act and follows the Administrative Procedure Act. The comment period runs from October 27 to November 26, 2026.
In briefPublic comment on draft partial revision of the Simulated Flight Device Certification Guidelines and their Detailed Rules
SummaryThis is a notice from Japan's Ministry of Land, Infrastructure, Transport and Tourism (Civil Aviation Bureau) seeking public comment on a draft partial revision of the Simulated Flight Device Certification Guidelines and their Detailed Rules. The comment period runs from October 27 to November 25, 2026. The draft is based on provisions of the Civil Aeronautics Act Enforcement Regulations and follows the Administrative Procedure Act.
In briefPublic comment on the draft Ordinance Partially Amending the Refrigeration Safety Regulations and Related Rules
SummaryThe Ministry of Economy, Trade and Industry (METI) is seeking public comments on a draft ministerial ordinance amending the Refrigeration Safety Regulations and related rules. The draft is based on the High Pressure Gas Safety Act (Act No. 204 of 1951). Comments are accepted from October 27, 2026 at 17:00 to November 25, 2026 at 23:59 under the Administrative Procedure Act.
In briefPublic comment solicitation prior to approval of first-type use of a genetically modified live vaccine for dogs
In briefPublic comment on partial changes and designation of civil training and test airspace (MLIT Japan)
SummaryThe Japan Civil Aviation Bureau of the Ministry of Land, Infrastructure, Transport and Tourism is seeking public comments on a partial change and designation of civil training and test airspace, to be designated by notice under Article 95-3 of the Civil Aeronautics Act. The comment period runs from October 27, 2026 to November 25, 2026.
In briefCFTC and NBA Sign MOU to Protect Basketball Integrity in Prediction Markets
SummaryThe Commodity Futures Trading Commission and the National Basketball Association signed a Memorandum of Understanding to protect the integrity of professional basketball in prediction markets. Under the MOU, the two parties will share information by regularly communicating about integrity matters and maintaining fair and transparent prediction markets. CFTC Chairman Michael S. Selig said the agreement continues the Commission's commitment to expanding data sharing with professional sports leagues.
In briefSFC approves first-ever secondary trading of tokenised public funds
SummaryThe Hong Kong Securities and Futures Commission (SFC) has approved secondary market trading of tokenised public funds. It is the first such approval of this kind.
In briefFSA recruits a lawyer-qualified staff member for domestic financial policy work
SummaryThe Financial Services Agency is recruiting one section-chief-assistant level staff member to plan and draft domestic financial system rules and handle related work. Applicants must hold a lawyer qualification plus broad knowledge of financial laws or relevant experience. The post is a fixed-term regular national civil service position, generally for one to two years, with applications due November 9, 2026 (must arrive by then).
In briefFSA Recruits Staff for International Affairs Work (Deputy Section Chief Level)
SummaryThe Financial Services Agency (FSA) of Japan is recruiting a full-time staff member at deputy section chief level for international-related duties. The fixed-term position is generally for about two years, based at the FSA in Chiyoda-ku, Tokyo. Duties include research on international financial regulation, markets and corporate governance, as well as participation in international meetings and coordination with foreign authorities. Selection is based on document screening followed by interviews.
In briefFSA recruits staff for international affairs (assistant director level)
SummaryThe Financial Services Agency (Japan) is recruiting a fixed-term civil servant for international work on insurance regulation and supervision. The role involves negotiations with foreign authorities and international bodies such as the IAIS, based in Chiyoda, Tokyo, for about two years. Candidates need financial sector experience and strong English; selection is by document screening followed by an interview.
In briefSummary of Finance Minister Katayama's post-cabinet press conference (October 13, 2026): named next chair of the joint World Bank-IMF Development Committee
SummaryFinance Minister Katayama announced he has been named the next chair of the joint World Bank-IMF Development Committee, for a two-year term through October 2028. It would be the first time a Japanese finance minister has chaired the committee since its 1974 founding. In the Q&A, he discussed reviewing tax measures, subsidies and funds, and price-relief spending in supplementary budgets, but said no specific amounts had been determined.
In briefSummary of Finance Minister Katayama's post-cabinet press conference on October 9, 2026
SummaryThis is a summary of Japan's Finance Minister Katayama's post-cabinet press conference. It reports the cabinet approval of a consumption tax and support payment bill, which would temporarily cut the consumption tax rate on food for two years from April 2027 and introduce an employee burden-relief support payment. It also covers a review of tax special measures, subsidies and funds, a call for financial institutions to strengthen identity verification and cybersecurity, and a fund to support recovery from the Kumamoto earthquake.
In briefResults of public comment on revoking designated former supply points for former simplified-gas deemed gas retailers (Kinki Bureau, August 2026 report)
SummaryThis is the results notice for a public comment solicitation by the Kinki Bureau of Economy, Trade and Industry on revoking designated former supply points of former simplified-gas deemed gas retail operators. Results were published on October 26, 2026, after the comment period closed on October 18, 2026, with one opinion submitted.
In briefChandler King (City) Limited Enters Creditors' Voluntary Liquidation
SummaryChandler King (City) Limited was an FCA-authorised independent financial adviser covering investments and pensions. It entered creditors' voluntary liquidation on 17 September 2026, with Grace Jones and Karyn Jones of Parker Andrews appointed as joint liquidators. The liquidators will assess client money and custody assets and work with the Financial Services Compensation Scheme (FSCS), which covers eligible clients up to £85,000.
In briefUK regulator examines whether defence SMEs can access banking services
SummaryThe FCA examined whether small and medium-sized defence businesses can access banking services efficiently and consistently. It found the main issue is friction and delay, such as long onboarding and repeated information requests, rather than widespread exclusion. The FCA says firms should take proportionate, risk-based decisions and that defence should not be treated as a single category.
In briefFee schedule amendment updating the definition of “trading platform” (Cboe EDGX, SR-CboeEDGX-2026-072)
SummaryThe SEC published a notice of a proposed rule change filed by Cboe EDGX Exchange to amend its fee schedule and update the definition of “trading platform.” The filing was made on October 19, 2026, and is effective upon filing under Rule 19b-4(f)(2). The notice invites public comments, to be submitted on or before November 16, 2026.
In briefCboe BZX proposes updating its fee schedule definition of Trading Platform
SummaryCboe BZX Exchange filed a rule change with the SEC to amend the definition of "Trading Platform" in its fee schedule. The proposal adds a functional, use-based category covering any system through which orders of persons other than the operator are systematically executed electronically. Non-exhaustive examples include a broker crossing system not filed as an ATS, a systematic internalization system, and a decentralized blockchain-based or tokenized environment.
In briefCboe EDGA Exchange proposes fee schedule change to update the definition of “Trading Platform” (SEC rule change notice)
SummaryThe U.S. Securities and Exchange Commission published a notice of a proposed rule change filed by Cboe EDGA Exchange, Inc. The proposal would amend the exchange's fee schedule to update the definition of “Trading Platform.” It was filed on October 19, 2026, and the SEC is soliciting comments from interested persons. The excerpt provided is incomplete, so specific changes should be checked in the full text’s exhibits.
In briefCboe BYX Exchange proposes updating its fee schedule definition of “Trading Platform” (immediately effective)
SummaryCboe BYX Exchange filed a proposed rule change with the Securities and Exchange Commission to update the definition of “Trading Platform” in its fee schedule. The exchange states the change removes duplicative procedural obligations as a UTP trading venue, since the primary listing exchange’s information circular already provides members the same disclosures. The Commission waived the 30-day operative delay, so the change became operative upon filing, and public comments are invited through November 16, 2026.
In briefOutbound Investment Security Program Regulations (proposed rule)
SummaryThe Treasury Department proposes regulations to implement Subtitle C of the Comprehensive Outbound Investment National Security Act, codified in Title VIII of the Defense Production Act. The rule would require U.S. persons to notify Treasury of certain transactions with foreign persons engaged in notifiable technologies, and prohibit certain other transactions with foreign persons engaged in prohibited technologies. It also adds applicability dates so the regulations continue to cover activities within the relevant timeframe. Comments are due December 7, 2026.
In briefCouncil decision approving EU-Switzerland deal on sharing air passenger data to fight terrorism and serious crime
SummaryThis Council Decision of 1 October 2026 concludes an agreement between the European Union and Switzerland on transferring Passenger Name Record (PNR) data. The agreement aims to prevent, detect, investigate and prosecute terrorist offences and serious crime.
In briefHKMC Interim 2026 Results Highlights
SummaryThe Hong Kong Mortgage Corporation Limited released highlights of its unaudited interim results for the first half of 2026. Consolidated profit after tax was HK$3.0 billion, up from HK$53.3 million a year earlier, driven by a reversal of reverse mortgage accounting losses, a narrower annuity business loss and higher Exchange Fund investment income. Adjusted profit after tax was HK$1,083 million and the capital adequacy ratio stood at 18.6%.
In briefPublic comment on draft Ministry of Health, Labour and Welfare ordinance amending related ministerial orders for partial enforcement of the Act Partially Amending the Health Insurance Act and Other Laws
SummaryJapan's Ministry of Health, Labour and Welfare is seeking public comment on a draft ministerial ordinance that revises its related orders to implement part of the Act Partially Amending the Health Insurance Act and Other Laws. The procedure follows the Administrative Procedure Act and cites provisions including Article 29-7, paragraph 6, item 6 of the National Health Insurance Act Enforcement Order. Comments are accepted from October 26 to November 24, 2026, and the responsible office is the National Health Insurance Division, Health Insurance Bureau.
In briefPublic comment on draft ordinance amending rules on reports for specified products imported by specified importers (METI)
SummaryJapan's Ministry of Economy, Trade and Industry is seeking public comments on a draft ministerial ordinance amending reporting rules for specified products imported by specified importers. The draft is based on provisions of four Japanese product and energy safety laws. Comments are accepted from October 26 to November 24, 2026.
In briefPublic comment on draft ministerial ordinance amending the Enforcement Regulations of the Defined Contribution Pension Act
SummaryJapan's Ministry of Health, Labour and Welfare is seeking public comment on a draft ministerial ordinance partially amending the Enforcement Regulations of the Defined Contribution Pension Act, under Articles 33(1) and 116 of that Act. Case number 495260238 is open for submissions from October 26, 2026 at 18:00 until November 24, 2026 at 23:59.
In briefPublic comment on partial revision of the comprehensive supervisory guidelines for fishery cooperatives (excluding those solely for credit and mutual aid businesses)
SummaryJapan's Fisheries Agency is seeking public comments and information on a proposed partial revision of its comprehensive supervisory guidelines for fishery cooperatives, excluding parts concerning only credit and mutual aid businesses. The comment period runs from October 26, 2026 to November 25, 2026. This is a voluntary public comment process handled by the Fisheries Management Division.
In briefPublic comment on draft amendment to pesticide law notification (dinotefuran)
SummaryJapan's Ministry of Agriculture, Forestry and Fisheries is seeking public comments on a draft partial amendment to a notification under Article 4(1)(v) of the Agricultural Chemicals Regulation Act, concerning dinotefuran. The comment period runs from October 26, 2026 to November 24, 2026. The case number is 550004432.
In briefPublic comment on draft amendment to pesticide standards (fluopyram-related) under Japan's Agricultural Chemicals Regulation Act
SummaryJapan's Ministry of Agriculture, Forestry and Fisheries is seeking public comments on a draft amendment to the ministerial standards under Article 4(1)(v) of the Agricultural Chemicals Regulation Act, concerning fluopyrам-related provisions. The submission period runs from October 26 to November 24, 2026. Detailed submission procedures and the draft order must be checked in the original notice.
In briefPublic comment on draft amendment to Japan's Agricultural Chemicals Regulation Act notice (ethiprole)
SummaryJapan's Ministry of Agriculture, Forestry and Fisheries is seeking public comments on a draft partial amendment to a notice under Article 4, Paragraph 1, Item 5 of the Agricultural Chemicals Regulation Act, concerning the agricultural chemical ethiprole. The comment period runs from October 26 to November 24, 2026. The draft order and materials are available from the Agricultural Chemicals Measures Office of the Food Safety and Consumer Affairs Bureau.
In briefPublic comment call on draft revision of pesticide classification in tap water
SummaryThis is an e-Gov notice inviting public comments on a draft titled 'Review of the Classification of Pesticides in Tap Water'. The comment period runs from October 26 to November 25, 2026, and the call is voluntary rather than under the Administrative Procedure Act. The notice does not include the draft text or submission details.
In briefPublic comment on draft amendment simplifying procedures for 5.8GHz drone experimental stations
SummaryJapan's Ministry of Internal Affairs and Communications is seeking public comment on a draft amendment to Notice No. 43 of 2026, which specifies frequency ranges usable for specified experimental stations under Article 7, item 5 of the Radio Act Enforcement Regulations. The amendment concerns simplifying usage procedures for 5.8GHz band experimental stations for drones. The comment period runs from October 24, 2026 to November 24, 2026 at 23:59.
In briefPublic comment on draft guidelines for appropriately and effectively implementing measures to mitigate adverse effects on election fairness
SummaryJapan's Ministry of Internal Affairs and Communications is seeking public comment on draft guidelines for implementing measures that reduce adverse effects on election fairness, along with a draft amendment to the implementing regulations of the Act on Countering Rights Infringements Caused by Distribution of Information via Specified Telecommunications. The comment period runs from October 24 to November 24, 2026.
In briefPublic comment on draft notice amending part of the frequency allocation plan, reflecting price competition results under guidelines for spreading 5G in the 26GHz band
SummaryJapan's Ministry of Internal Affairs and Communications is seeking public comments on a draft notice that amends part of the frequency allocation plan. It reflects the results of price competition conducted under implementation guidelines for spreading fifth-generation mobile communication systems (5G) in the 26GHz band. The comment period runs from October 24, 2026 to November 24, 2026.
In briefSEC Releases Fiscal Year 2027 Examination Priorities
SummaryThe SEC announced the Division of Examinations' priorities for fiscal year 2027. The report highlights areas such as investment adviser fiduciary duties, retail investor protection, private funds and private credit, broker-dealer obligations, cybersecurity, and emerging technologies. The priorities are not exhaustive, and the Division may adjust its focus during the year.
In briefAnnouncement of the 2026 High-Level Meeting of the Asia GX Consortium (FSA Japan)
SummaryThe Financial Services Agency of Japan announced that the Third High-Level Meeting of the Asia GX Consortium (AGXC) was held in Manila, the Philippines, on October 23, 2026, with ASEAN financial authorities, the Asian Development Bank, and regional financial institutions attending. The meeting presented the AGXC 2026 Annual Report and the ASEAN Transition Plan Handbook, developed by ADB with AGXC, and discussed future directions for transition finance in ASEAN. The annual report is attached, while the handbook will be published separately by ADB.
In briefSelf Assessment deadline in 100 days: filing your 2025–26 tax return
SummaryHM Revenue and Customs (HMRC) urges Self Assessment customers to file their 2025 to 2026 tax return early, with the deadline set for 31 January 2027. Filing early on GOV.UK lets people learn how much tax they owe, budget in advance, get refunds sooner and avoid penalties. The notice also lists available guidance, support tools and warnings about HMRC impersonation scams.
In briefNotice of the 2nd meeting of the Financial System Council's Insurance System Working Group
SummaryThe Financial Services Agency announced that the 2nd meeting of the Financial System Council's Insurance System Working Group will be held on October 30, 2026, from 15:00 to 17:30, at a venue in Central Government Building No. 7 with online participation. The agenda includes secretariat briefings, a hearing, and discussion. No general public gallery seats are available; the meeting will be streamed on YouTube, and minutes will be published on the FSA website afterward.
In briefBasel Committee revises G-SIB assessment framework to curb window dressing and seeks comment on methodology review
In briefMinutes of the 57th Auditing Subcommittee of the Business Accounting Council published by the FSA
SummaryThe Financial Services Agency published the minutes of the 57th Auditing Subcommittee of the Business Accounting Council, held on October 2, 2026. The meeting discussed a public draft revising auditing standards. Topics included domestic responses to revised international standards on going concern and fraud.
In briefFinancial Services Agency recruiting staff for financial monitoring (market and liquidity risk management)
SummaryThe Financial Services Agency is recruiting one staff member to monitor market and liquidity risk management at deposit-taking financial institutions. The post is a fixed-term full-time national civil servant role based at the FSA in Chiyoda, Tokyo, for about two years from around January 2027. Applicants need over 10 years of practical experience in financial institution risk management or market operations, and applications close on November 6, 2026.
In briefFSA updates list of NISA tsumitate-investment-frame eligible products and overview
SummaryOn October 23, 2026, the Financial Services Agency updated its list of notified tsumitate-investment-frame eligible products, sorted by fund manager and by underlying asset, along with an overview of those products. The attached PDF lists 287 designated index investment trusts with their fund names and managing companies. A list of investment trusts eligible under the growth investment frame is available on the Investment Trusts Association website.
In briefUpdate on Names of Persons Conducting Financial Instruments Business Without Registration (FSA Japan)
SummaryThe Financial Services Agency (through Finance Bureaus) updated its list of persons who conduct financial instruments business without registration and were issued warning letters, as of October 23, 2026. The list covers domestic and overseas businesses, showing trade names, locations, business content, notes, and publication dates. The FSA notes that listed entities were confirmed as unregistered at the time of the warning, may not reflect current activity, and names or addresses may be outdated. Concerned individuals may contact the FSA consultation desk or the SESC information desk.
In briefMinutes of the 6th Financial System Council Disclosure Working Group meeting published
SummaryThe Financial Services Agency published the minutes of the 6th meeting of the Financial System Council's Disclosure Working Group, held on September 4, 2026. The meeting included presentations from the Japan IR Council and NBIM, followed by discussion. The Japan IR Council presented survey results on IR activities and overseas corporate disclosure examples.
In briefCSRC Chairman Wu Qing Meets Hong Kong Financial Secretary Paul Chan's Delegation
SummaryOn October 23, 2026, CSRC Chairman Wu Qing met Hong Kong SAR Financial Secretary Paul Chan and Ashley Alder, CEO of the Securities and Futures Commission of Hong Kong. They exchanged views on supporting Hong Kong's implementation of the first Five-Year Plan, deepening practical cooperation between the two capital markets, promoting coordinated development, and strengthening Hong Kong's status as an international financial center.
In briefResults of public comment on the draft cabinet order implementing the Act on Support for Children Requiring Medical Care and Persons with Severe Motor and Intellectual Disabilities
SummaryThis document reports the results of a public comment solicitation on a draft cabinet order designating cities under Article 14, paragraph 1 of the Act on Support for Children Requiring Medical Care and Persons with Severe Motor and Intellectual Disabilities and Their Families. The comment period ran from August 25 to September 24, 2026, and no comments were received. The order was not revised and was promulgated on October 23, 2026.
In briefIRS reminder to plan taxes year-round to make filing easier
SummaryThe IRS encourages taxpayers to take simple steps now, such as checking withholding, organizing records, using IRS online tools, and protecting personal information, to prepare for the 2027 filing season. The attached Publication 5349-A, Year-Round Tax Planning is for Everyone, offers practical tips and IRS resources.
In briefUK FCA restricts six unregulated lenders over anti-money laundering control concerns
SummaryThe FCA has placed voluntary restrictions on six Annex 1 firms, unregulated lenders, after raising concerns about their anti-money laundering policies, controls and procedures. The restrictions limit their ability to take on new customers or do new business with existing customers, including extending credit. The FCA is also assessing responses to an information request sent to around 900 registered Annex 1 firms.
In briefBeyond borders: FCA Chair Ashley Alder's speech on regulating shared risks
SummaryFCA Chair Ashley Alder delivered this speech at the Michael D. Gill Lecture on 13 October 2026. He argues that risks travel across firms, sectors, supply chains and jurisdictions, so regulation must address shared dependencies that can transmit shocks through the financial system. He also states that growth and resilience are not opposing goals, and that regulators need to share intelligence, test cross-border scenarios and prepare to act together.
In briefFCA urges private market firms to manage conflicts of interest as the sector grows
SummaryAn FCA review found that private market firms vary in how well they identify and manage conflicts of interest. Covering private equity, private credit and real estate, it noted good practice but also recurring weaknesses in cross-fund transfers, multi-party transactions, gifts and entertainment, and information barriers. The FCA expects firms to identify, record, manage and disclose conflicts effectively and show that investors are treated fairly.
In briefOCC proposes new information collection for applications to issue payment stablecoins under the GENIUS Act
SummaryThe Office of the Comptroller of the Currency (OCC) has proposed a new information collection for entities seeking to issue payment stablecoins in the United States under the GENIUS Act and has submitted it to OMB for review. The notice invites public comment on the collection's necessity, burden estimates, ways to improve clarity and reduce burden, and startup costs. Comments are due by November 23, 2026.
In briefProposed rule on security measures for SNAP electronic benefits transfer cards
SummaryThe USDA's Food and Nutrition Administration proposes changes to SNAP regulations to modernize Electronic Benefit Transfer technology and align it with consumer payment industry standards. The proposal aims to protect SNAP benefits from theft while keeping them accessible to approved households. Written comments are due by December 22, 2026.
In briefPublicis and LiveRamp: Proposed Consent Order Analysis for Public Comment
SummaryThe Federal Trade Commission published a proposed consent agreement with Publicis and LiveRamp, along with an analysis explaining its terms and the complaint's allegations. The agreement settles alleged violations of federal law prohibiting unfair methods of competition. Public comments are due by November 23, 2026.
In briefProposed reporting forms for OCC-supervised permitted payment stablecoin issuers (public comment)
SummaryThe Office of the Comptroller of the Currency (OCC) has published a notice proposing a new information collection, titled "Reporting Forms and Instructions for Permitted Payment Stablecoin Issuers Subject to the Jurisdiction of the Office of the Comptroller of the Currency." It would include weekly and quarterly reporting forms for permitted and foreign payment stablecoin issuers. The OCC is seeking a new OMB control number and has sent the collection to OMB for review; comments are due by November 23, 2026.
In briefUS Stablecoin Rules: OCC Regulations for Stablecoin Issuance by Supervised Entities
SummaryThe Office of the Comptroller of the Currency issued a final rule implementing the GENIUS Act for payment stablecoin issuance and related activities by entities under its jurisdiction. The rule takes effect January 18, 2027, and addresses about 328 comments received on the March 2026 proposal.
In briefTreasury Request for OMB Review of U.S. Information Return Forms and Related Guidance Collection
SummaryThe U.S. Department of the Treasury is submitting an information collection covering U.S. information returns, such as Forms 1099 and 1098, along with related forms, schedules, attachments, and published guidance, to the Office of Management and Budget for review. The notice explains how the Paperwork Reduction Act approval and burden estimates apply to this collection. The public may submit comments by November 23, 2026.
In briefCSRC Seeks Public Comment on Draft Rules for Private Investment Master Funds
SummaryThe China Securities Regulatory Commission has released a draft of its Private Investment Master Fund Management Rules for public comment. The 23-article draft defines and classifies master funds, sets diversification requirements, and exempts them from counting toward the first investment tier. It also covers manager obligations, operational controls, and an investment negative list.
In briefCorrigendum to EU Directive 2016/800 (CELEX:32016L0800R(01))
SummaryThis is a corrigendum to EU Directive 2016/800, document number CELEX:32016L0800R(01). It states that the correction does not concern the English version.
In briefCorrigendum to EU regulation CELEX:32001R0999R(04)
SummaryThis is a corrigendum to EU regulation CELEX:32001R0999R(04), listed in the EUR-Lex database. The correction does not concern the English version.
